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Pender Growth Fund Inc. — Investor Relations & Filings

Ticker · PTF ISIN · CA70671Q1037 LEI · 549300STKSORYZ235607 TSXV Financial and insurance activities
Filings indexed 353 across all filing types
Latest filing 2021-10-05 Capital/Financing Update
Country CA Canada
Listing TSXV PTF

About Pender Growth Fund Inc.

https://www.pendergrowthfund.com/

Pender Growth Fund Inc. is a high conviction investment company focused on achieving long-term capital growth by capitalizing on long duration and idiosyncratic opportunities across public and private markets. The firm specializes in growth-stage, later stage, special situations, and restructuring investments, providing expansion capital to established businesses or small, profitable companies that have reached an inflection point. A key feature is its public company structure, which offers investors access to private equity opportunities combined with public market liquidity, representing a unique investment proposition utilizing non-correlated asset classes.

Recent filings

Filing Released Lang Actions
News release - English.pdf
Capital/Financing Update Classification · 95% confidence The document is a news release dated October 5, 2021, announcing that Pender Growth Fund Inc. has entered into an agreement to purchase debt of GreenSpace Brands Inc. It details the transaction terms, related party considerations under MI 61-101, and the need for TSX Venture Exchange approval. The document is a press release about a financing-related transaction, specifically the purchase of debt, which is a capital/financing update. It is not a full financial report, audit, or earnings release, nor is it a regulatory filing or announcement of a report publication. The content fits best under Capital/Financing Update (CAP). The document length is 4603 characters, consistent with a news release rather than a full report. Confidence is high given the clear transaction announcement and related party disclosure.
2021-10-05 English
News release - English.pdf
M&A Activity Classification · 95% confidence The document is a news release announcing a proposed acquisition of a portfolio company by Pender Growth Fund and Pender Private Investments. It contains no financial statements, no detailed financial data, no regulatory certifications, or voting results. It is an announcement of a corporate event (acquisition proposal) rather than a report or filing. The document length is 4222 characters, which is relatively short and consistent with a news release. The content does not fit categories like Annual Report, Interim Report, Earnings Release, or Merger & Acquisition filings that require formal regulatory forms. Instead, it is a corporate announcement about a proposed acquisition, which aligns best with the category for M&A Activity announcements (TAR).
2021-09-10 English
Interim financial statements/report – English.pdf
Regulatory Filings
2021-08-30 English
News release - English.pdf
Regulatory Filings
2021-08-28 English
52-109FV2 - Certification of interim filings - CFO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a certification statement by the CEO regarding the review and fair presentation of the interim financial report and interim MD&A for the period ended June 30, 2021. It explicitly states it is a Venture Issuer Basic Certificate and does not include the full representations required under NI 52-109. The document does not contain actual financial data or the interim report itself, but rather a certification about those filings. According to the Certification Rule, such officer certifications should be classified as Regulatory Filings (RNS), not as the interim report (IR). The document length is short (2901 characters), consistent with a certification letter rather than a full report.
2021-08-28 English
Interim MD&A - English.pdf
Regulatory Filings
2021-08-28 English

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