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Pender Growth Fund Inc. — Investor Relations & Filings

Ticker · PTF ISIN · CA70671Q1037 LEI · 549300STKSORYZ235607 TSXV Financial and insurance activities
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Filings indexed 353 across all filing types
Latest filing 2021-11-26 Regulatory Filings
Country CA Canada
Listing TSXV PTF

About Pender Growth Fund Inc.

https://www.pendergrowthfund.com/

Pender Growth Fund Inc. is a high conviction investment company focused on achieving long-term capital growth by capitalizing on long duration and idiosyncratic opportunities across public and private markets. The firm specializes in growth-stage, later stage, special situations, and restructuring investments, providing expansion capital to established businesses or small, profitable companies that have reached an inflection point. A key feature is its public company structure, which offers investors access to private equity opportunities combined with public market liquidity, representing a unique investment proposition utilizing non-correlated asset classes.

Recent filings

Filing Released Lang Actions
52-109FV2 - Certification of interim filings - CEO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a certification by the CEO of Pender Growth Fund Inc. regarding the interim financial report and interim MD&A for the period ended September 30, 2021. It is a Form 52-109FV2 Certification of Interim Filings for a Venture Issuer. The text primarily contains an attestation about the accuracy and fair presentation of the interim filings, but does not include the actual financial data or the interim report itself. According to the Certification Rule, such officer certifications should be classified as Regulatory Filings (RNS), not as the interim report (IR) itself. The document length is short (2969 characters), and it is a certification rather than a full report or announcement of a report publication. Therefore, the correct classification is Regulatory Filings (RNS).
2021-11-26 English
52-109FV2 - Certification of interim filings - CFO (E).pdf
Regulatory Filings Classification · 100% confidence The document is a certification by the CFO of Pender Growth Fund Inc. regarding the review and fair presentation of the interim financial report and interim MD&A for the period ended September 30, 2021. It is a Form 52-109FV2 Certification of Interim Filings for a Venture Issuer. The document does not contain actual financial statements or substantive financial data but is an officer certification about the interim filings. According to the Certification Rule, such certifications should be classified as Regulatory Filings (RNS) rather than as the interim report itself (IR). The document length is short (2969 characters), and it is clearly a certification letter, not the interim report or MD&A itself.
2021-11-26 English
Interim MD&A - English.pdf
Interim / Quarterly Report Classification · 95% confidence The document is titled 'Management’s Discussion & Analysis' (MD&A) for Pender Growth Fund Inc. for the three and nine months ended September 30, 2021. It contains detailed discussion of financial results, business strategy, risk factors, and financial measures. The text explicitly states it is supplementary to the unaudited condensed interim financial statements for the same period. The presence of detailed financial analysis and discussion for a period shorter than a full fiscal year, along with the date and period references, indicates this is an Interim / Quarterly Report. The document length (15,000 characters) and content confirm it is the report itself, not just an announcement or certification. Therefore, the correct classification is 'IR' (Interim / Quarterly Report). 9M 2021
2021-11-26 English
Interim financial statements/report – English.pdf
Interim / Quarterly Report Classification · 100% confidence The document is titled 'Unaudited Condensed Interim Financial Statements' for Pender Growth Fund Inc. for the three and nine months ended September 30, 2021. It contains detailed financial statements including Statements of Financial Position, Comprehensive Income, Changes in Equity, Cash Flows, and an Investment Portfolio Schedule. The notes describe accounting policies and significant transactions during the period. The document is unaudited and prepared under IAS 34 Interim Financial Reporting, indicating it is a quarterly or interim report rather than a full annual report. The length is substantial (15,000 characters), and it contains actual financial data and analysis for a period shorter than a full fiscal year. Therefore, it fits the definition of an Interim / Quarterly Report (IR). 9M 2021
2021-11-26 English
Decision Document (Preliminary).pdf
Regulatory Filings Classification · 100% confidence The document is a receipt issued by multiple Canadian securities commissions for a Preliminary Short Form Base Shelf Prospectus filed by Pender Growth Fund Inc. It is a regulatory acknowledgment of the filing, not the filing itself or a detailed report. The document is short (1181 characters) and serves as an official receipt rather than a financial report or prospectus. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements and compliance documents that do not fit other specific categories.
2021-11-09 English
52-109F1-AIF - Certification of filings with voluntarily filed AIF - CEO(E).pdf
Interim / Quarterly Report Classification · 100% confidence The document is titled 'Condensed Interim Consolidated Financial Statements Third Quarter 2021' and contains detailed financial statements including balance sheets, income statements, cash flow statements, and changes in equity for the three and nine months ended September 30, 2021. It includes notes to the financial statements and is prepared according to US GAAP. The length is substantial (15,000 characters) and contains actual financial data and analysis for a period shorter than a full fiscal year (quarterly). This matches the definition of an Interim / Quarterly Report (IR). Q3 2021
2021-11-09 English

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