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OKASAN SECURITIES GROUP INC. — Investor Relations & Filings

Ticker · 8609 ISIN · JP3190800007 T Financial and insurance activities
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Filings indexed 81 across all filing types
Latest filing 2022-08-17 Major Shareholding Noti…
Country JP Japan
Listing T 8609

About OKASAN SECURITIES GROUP INC.

https://www.okasan.jp/english/

Okasan Securities Group Inc. is an independent financial services holding company established in 1923. The group specializes in the securities business, providing a comprehensive range of services including asset management, online trading, investment banking, and investment consulting. It primarily serves individual investors, emphasizing a community-based consulting sales approach through its network of branch offices.

Recent filings

Filing Released Lang Actions
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Shareholding Report' (大量保有報告書) filed in Japan, specifically a 'Change Report' (変更報告書) under the Financial Instruments and Exchange Act. This document type is used to notify the regulator of changes in significant share ownership levels (crossing thresholds). According to the provided filing definitions, 'Major Shareholding Notification' (MRQ) is the correct category for notifications of changes in significant share ownership levels.
2022-08-17 Japanese
確認書
Report Publication Announcement Classification · 100% confidence The document is a 'Confirmation Letter' (Kakunin-sho) filed under the Financial Instruments and Exchange Act, specifically accompanying a Quarterly Report (Dai-ichi shihanki hokokusho). While it references a quarterly report, the document itself is a formal regulatory filing confirming the accuracy of the financial statements for the period ending June 30, 2022. Since it is a specific regulatory filing required by Japanese law for financial reporting, and does not fit the definition of a full report or a simple announcement, it is classified as a Regulatory Filing.
2022-08-10 Japanese
四半期報告書－第85期第1四半期(令和4年4月1日－令和4年6月30日)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) for the first quarter of the 85th fiscal period (April 1, 2022, to June 30, 2022) for Okasan Securities Group Inc. It contains detailed financial statements, management analysis, and regulatory disclosures required under the Financial Instruments and Exchange Act of Japan. As it is a comprehensive financial report for a period shorter than a full fiscal year, it falls under the 'Interim / Quarterly Report' category. Q1 2022
2022-08-10 Japanese
内部統制報告書－第84期(令和3年4月1日－令和4年3月31日)
Governance Information Classification · 100% confidence The document is an 'Internal Control Report' (内部統制報告書) filed under the Financial Instruments and Exchange Act (金融商品取引法). This type of report is a mandatory regulatory filing in Japan that assesses the effectiveness of internal controls over financial reporting. Since it is a specific regulatory requirement distinct from a full annual report (10-K) or a simple announcement, and it does not fit into the other specific categories like M&A or dividends, it is classified as a Regulatory Filing (RNS).
2022-06-30 Japanese
確認書
Audit Report / Information Classification · 95% confidence The document is a 'Confirmation Letter' (Kakunin-sho) filed under the Financial Instruments and Exchange Act in Japan, which accompanies the Annual Securities Report (Yukashoken Hokokusho). It confirms the accuracy of the financial statements for the 84th fiscal period. Since it is a regulatory filing required to accompany the annual report and does not fit into the specific categories of the report itself or other specialized categories, it is classified as a Regulatory Filing (RNS). FY 2022
2022-06-30 Japanese
有価証券報告書－第84期(令和3年4月1日－令和4年3月31日)
Annual Report Classification · 100% confidence The document is a Japanese 'Yuka Shoken Hokokusho' (Securities Report), which is the Japanese equivalent of a 10-K annual report. It explicitly states '有価証券報告書' (Securities Report) as the document type, cites the Financial Instruments and Exchange Act Article 24, Paragraph 1, and covers a full fiscal year (2021-04-01 to 2022-03-31). It contains extensive XBRL-like metadata and financial disclosure structures, confirming it is the full annual report rather than an announcement. FY 2022
2022-06-30 Japanese

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