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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
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Filings indexed 396 across all filing types
Latest filing 2024-08-23 Share Issue/Capital Cha…
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Issue of Equity and Total Voting Rights
Share Issue/Capital Change Classification · 1% confidence The document explicitly announces the 'ISSUE OF EQUITY' and provides the 'TOTAL VOTING RIGHTS' following the allotment of new ordinary shares under a Dividend Investment Scheme. It details the number of shares issued, the subscription price, the new total shares in issue, and confirms the total voting rights (147,180,793) for DTR compliance. This action directly relates to a change in the company's capital structure and share count, fitting the definition of 'Share Issue/Capital Change'. Therefore, the appropriate code is SHA.
2024-08-23 English
Transaction in Own Shares
Transaction in Own Shares Classification · 1% confidence The document explicitly states 'TRANSACTION IN OWN SHARES' in the title section. The body details the purchase and cancellation of ordinary shares, including the number of shares bought, the price, and the resulting total issued share capital. This directly corresponds to the definition of 'Transaction in Own Shares' (Code: POS). The document is short and is an announcement, but the content is specific enough to classify it as POS rather than the general fallback RPA or RNS.
2024-08-12 English
Net Asset Value
Net Asset Value Classification · 1% confidence The document explicitly states 'UNAUDITED NET ASSET VALUE AS AT 30 JUNE 2024' and provides the NAV per share (88.7 pence). This content directly corresponds to the definition of a Net Asset Value (NAV) update, which is primarily relevant for investment funds like VCTs. Therefore, the appropriate filing type code is NAV.
2024-08-02 English
Result of AGM
AGM Information Classification · 1% confidence The document explicitly states 'RESULT OF ANNUAL GENERAL MEETING' and details that 'all of the resolutions set out in the notice of the meeting were duly passed by shareholders.' It then provides a detailed table showing the proxy voting results for each resolution, including resolutions related to receiving the annual report, approving dividends, and re-electing directors. This content perfectly matches the definition of AGM Information (AGM-R), which covers presentations and materials shared during the Annual General Meeting, specifically the results thereof.
2024-08-01 English
Resolutions passed at AGM
AGM Information Classification · 1% confidence The document explicitly states it contains 'RESOLUTIONS' passed at the 'annual general meeting of the Company' held on '1 August 2024'. It details Ordinary Resolutions (receiving financial statements, approving dividends, re-electing directors, appointing auditors) and Special Resolutions (authorizing share allotment, pre-emption rights waiver, share purchases, and amending articles of association). This content is the formal record of decisions made during an AGM, which aligns perfectly with the definition of AGM Information.
2024-08-01 English
Total voting rights
Declaration of Voting Results & Voting Rights Announcements Classification · 1% confidence The document explicitly states it is providing 'Additional information' regarding 'TOTAL VOTING RIGHTS' as of '31 JULY 2024'. It cites conformity with the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs) and calculates the total number of voting rights (147,188,776). This type of mandatory notification regarding the total number of shares that can be voted upon, often used as the denominator for shareholder notifications, is a specific regulatory disclosure. While it relates to voting rights, it is not the declaration of the *results* of a vote (DVA), nor is it a proxy solicitation (PSI). It is a routine regulatory update concerning the capital structure's voting power. Since it is a specific regulatory disclosure that doesn't fit perfectly into the main categories like 10-K, ER, or DIV, and it is a formal notification to the market, it aligns best with a general regulatory filing or a specific disclosure related to capital/share structure. Given the options, 'Declaration of Voting Results & Voting Rights Announcements' (DVA) is the closest thematic fit, as it concerns voting rights, even though it's a notification of the total rights rather than the outcome of a vote. However, looking closely at the definitions, DVA is for 'Official results from shareholder votes'. This document is a notification of the total voting rights denominator. This is a very specific type of regulatory disclosure. Since it is a formal notification to the market about the capital structure's voting rights denominator, it is a regulatory filing. If we must choose the most specific category related to voting rights, DVA is the closest, but it is technically a notification of the denominator, not the results. Given the options, and recognizing this is a mandatory disclosure under DTRs regarding share capital and voting rights, it is a specific regulatory announcement. If DVA is strictly for *results*, then RNS (Regulatory Filings - fallback) is appropriate. However, in many contexts, notifications about the total voting rights are grouped with voting-related materials. Let's re-evaluate: It is a notification of the total voting rights, which is a prerequisite for shareholder voting calculations. It is not a proxy, not AGM material, and not a result. It is a mandatory disclosure under DTRs. I will classify this as a general Regulatory Filing (RNS) as it is a mandatory disclosure that doesn't fit the specific voting *results* category (DVA).
2024-07-31 English

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