Skip to main content
NORTHERN 3 VCT PLC logo

NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
Open in API
Filings indexed 422 across all filing types
Latest filing 2025-01-22 Declaration of Voting R…
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Issue of Equity and Total Voting Rights
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document explicitly announces the 'ISSUE OF EQUITY' following an allotment of new ordinary shares under a Dividend Investment Scheme. It details the number of shares issued, the subscription price, the new total number of shares in issue, and confirms the total voting rights. This directly relates to changes in the company's capital structure and share count. This aligns perfectly with the definition for 'Share Issue/Capital Change' (SHA). It is not a general regulatory filing (RNS) because it is highly specific to a capital event, nor is it a dividend notice (DIV) or a transaction in own shares (POS), as it describes the issuance of *new* equity.
2025-01-22 English
Transaction in Own Shares
Transaction in Own Shares Classification · 99% confidence The document explicitly states the subject matter in the title: "TRANSACTION IN OWN SHARES". The text details the purchase and cancellation of 341,384 ordinary shares by Northern 3 VCT PLC on January 17, 2025. This action directly corresponds to the definition of a company buying back or selling its own shares, which maps to the 'Transaction in Own Shares' category.
2025-01-17 English
Offer for subscription
Capital/Financing Update Classification · 98% confidence The document announces the opening of an 'OFFER FOR SUBSCRIPTION' for new ordinary shares in Northern 3 VCT PLC. It details the application process, loyalty discounts, and where to find the prospectus and investment brochure. This activity directly relates to raising capital or changing the capital structure through the issuance of new shares, which aligns with the 'Capital/Financing Update' definition. Although it involves shares, it is an offer for subscription (fundraising) rather than a transaction in own shares (buyback/repurchase) or a general share issue announcement (SHA). Therefore, CAP is the most appropriate classification.
2025-01-14 English
NORTHERN VENTURE TRUST PLC;Northern 2 VCT PLC;Northern 3 VCT plc - Single prospectus
Capital/Financing Update Classification · 98% confidence The document explicitly states: "This document comprises a prospectus relating to Northern Venture Trust PLC, Northern 2 VCT PLC and Northern 3 VCT PLC (the "Companies" and each individually a "Company"), prepared in accordance with the prospectus regulation rules (the "Prospectus Regulation Rules") of the Financial Conduct Authority (the "FCA")... The Prospectus has been approved by the FCA..." A prospectus is a formal legal document required when offering securities to the public. While it contains financial information, its primary purpose is to solicit investment through an offer, which aligns closely with the definition of a Capital/Financing Update (CAP) or a document related to a public offering. However, given the comprehensive nature, the explicit mention of 'Prospectus', and the structure detailing the 'Offers for subscription', this document is fundamentally a document detailing a capital raising effort. In the provided schema, 'CAP' (Capital/Financing Update) is the most appropriate fit for a prospectus detailing an offer for subscription, as it is a primary document detailing financing activities, rather than a standard periodic report like 10-K or IR. The document length is substantial (over 500k characters), confirming it is the full document, not just an announcement (RPA/RNS).
2025-01-13 English
Publication of Prospectus
Capital/Financing Update Classification · 98% confidence The document explicitly announces the 'PUBLICATION OF PROSPECTUS' for offers of new ordinary shares for subscription. A prospectus is a key document used in capital raising activities, often associated with an offering or fundraising effort. The document details the fundraising target (£36 million), the opening/closing dates for applications, and the fees associated with the investment manager (Mercia) for handling the offers. This clearly falls under the category of company fundraising or capital structure changes. Therefore, the appropriate classification is Capital/Financing Update (CAP). Although a prospectus is being published, the announcement itself is focused on the capital raise details, making CAP more specific than RPA or RNS.
2025-01-09 English
Total voting rights
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document explicitly states it is providing 'Additional information' regarding the 'TOTAL VOTING RIGHTS' as of '31 DECEMBER 2024'. It cites conformity with the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs) and calculates the total number of voting rights (145,736,693). This type of notification, which informs the market of the total number of shares with voting rights, is a specific regulatory disclosure. Among the provided definitions, this content most closely aligns with a general regulatory announcement or a specific disclosure related to voting rights/capital structure. Since there is no specific code for 'Total Voting Rights Notification', and it is a formal regulatory update, it fits best under 'Declaration of Voting Results & Voting Rights Announcements' (DVA) or potentially 'Regulatory Filings' (RNS). Given that it is a direct notification about the denominator for voting rights calculations, DVA is the most precise fit, as it relates directly to shareholder voting mechanics, even if it's not the *result* of a vote, but the *basis* for future votes. However, DVA is defined as 'Official results from shareholder votes'. Since this is a notification of the total voting rights denominator required by DTRs, it is a mandatory regulatory disclosure. If DVA is strictly for results, then RNS (General regulatory announcements and fallback) is the next best fit. Let's re-evaluate the definitions. DVA is for 'Official results from shareholder votes'. This is not a result, but a prerequisite number. Therefore, RNS, the general regulatory filing fallback, is the most appropriate classification for this mandatory DTR disclosure that doesn't fit elsewhere.
2024-12-31 English

Browse filings by year

24 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.