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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
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Filings indexed 422 across all filing types
Latest filing 2011-09-14 Declaration of Voting R…
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
General Meeting resolutions
Declaration of Voting Results & Voting Rights Announcements Classification · 98% confidence The document explicitly states it contains resolutions passed 'At a general meeting of Northern 3 VCT PLC' held on a specific date (14 September 2011). It details 'Ordinary Resolutions' and 'Special Resolutions' concerning share allotment authorities (Sections 551 and 570 of the Companies Act 2006) and the approval of an acquisition. This content is characteristic of the formal documentation resulting from an Annual General Meeting (AGM) or Extraordinary General Meeting (EGM), specifically detailing the outcomes of shareholder votes. Since the document lists the results of the votes on the resolutions, the most appropriate classification is 'Declaration of Voting Results & Voting Rights Announcements' (DVA). It is not the proxy material (PSI) nor the general AGM presentation (AGM-R), but the official record of the results.
2011-09-14 English
Prospectus
Proxy Solicitation & Information Statement Classification · 93% confidence The document is a shareholder circular for a General Meeting, including a letter from the chairman, detailed risk factors, the terms of a proposed scheme (merger), notice of general meeting and form of proxy. It solicits votes and provides information to shareholders to approve the resolutions. This matches the definition of a Proxy Solicitation & Information Statement (PSI).
2011-08-16 English
Prospectus
M&A Activity Classification · 98% confidence The document explicitly identifies itself as a "Prospectus" relating to the issue of Consideration Shares in connection with a "scheme of reconstruction" (merger) between Northern 3 VCT PLC and Northern AIM VCT PLC. A prospectus is a formal legal document required to be issued to potential investors when offering securities for sale or subscription. This document details the terms of the transaction, risk factors, financial information, and the proposed structure, which aligns perfectly with the definition of a document related to a major corporate transaction or offering. Since the core activity described is a merger/reconstruction involving the issuance of shares, it falls under the scope of a major corporate action document. While it is not a standard 10-K or IR, the nature of a prospectus offering securities in connection with a merger strongly suggests it is related to Capital/Financing (CAP) or a major transaction. Given the context of a scheme of reconstruction involving share issuance and the formal regulatory approval mentioned ("approved for publication by the Financial Services Authority as a prospectus"), the most fitting category among the provided options that covers significant corporate restructuring and share issuance related to a transaction is 'Capital/Financing Update' (CAP), although 'M&A Activity' (TAR) is also highly relevant. However, a prospectus is fundamentally a document soliciting investment/share issuance related to the transaction. Since the document is a full, detailed legal offering document (Prospectus) and not just a brief announcement, it is classified as the primary document for the transaction. Given the options, 'TAR' (M&A Activity) is the most precise fit for a document detailing a merger scheme, even though it is structured as a prospectus.
2011-08-16 English
General Meeting Notice
AGM Information Classification · 98% confidence The document is a comprehensive circular addressed to shareholders detailing a proposed acquisition (merger) of Northern AIM VCT PLC, authorization for issuing New Shares, and the cancellation of the share premium account. It includes a detailed timetable for a General Meeting, extensive risk factors, a letter from the Chairman, and a Notice of General Meeting. The structure, content (proposals requiring shareholder approval), and the inclusion of a proxy form strongly indicate this is a document soliciting shareholder votes for a significant corporate action, which aligns perfectly with the definition of a Proxy Solicitation & Information Statement (PSI). While it concerns a General Meeting, the primary purpose is to provide the necessary information and seek approval for the complex proposals, making PSI more specific than AGM-R.
2011-08-16 English
AGM Notice
AGM Information Classification · 99% confidence The document explicitly contains a 'Notice of the 2011 Annual General Meeting' and details several resolutions to be voted upon at that meeting, including the receipt of the annual report, approval of remuneration, re-appointment of directors, and auditor approval. The document is a formal communication to shareholders regarding the upcoming AGM and includes a 'Form of Proxy'. This content strongly aligns with the purpose of materials distributed for an Annual General Meeting. Although it mentions receiving the annual report (Resolution 1), the primary function of this specific document is to convene the meeting and solicit votes, making it an AGM-related document rather than the full 10-K or a simple announcement of a report (RPA). Therefore, the classification is AGM-R.
2011-06-24 English
Annual Report
Annual Report Classification · 100% confidence The document is titled 'Annual report and financial statements 2011' for Northern 3 VCT PLC. It contains a comprehensive set of financial disclosures, including a Chairman's statement, business review, directors' report, independent auditors' report, and full financial statements (Income statement, Balance sheet, Cash flow statement). This aligns perfectly with the definition of an Annual Report (10-K). FY 2011
2011-03-31 English

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