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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
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Filings indexed 422 across all filing types
Latest filing 2013-12-02 Capital/Financing Update
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Publication of supplementary prospectus
Capital/Financing Update Classification · 95% confidence The document explicitly states it is a "SUPPLEMENTARY PROSPECTUS" approved by the FCA. It is being issued because of the publication of the annual report and accounts for the year ended 30 September 2013, which constitutes a 'significant new factor' under Prospectus Rules (Section 87G of FSMA). A Supplementary Prospectus is a specific type of offering document used to update an existing Prospectus when material new information arises, often following the release of annual or interim financial results. While it incorporates information from the Annual Report (10-K/AR), the document itself is the legal filing updating the offering terms based on that new information. This structure aligns best with a filing related to capital raising or offering documents, which often fall under the broader scope of financing/offering materials. Given the context of updating a Prospectus related to an offer for subscription of New Shares, the most fitting category among the provided options that deals with capital/financing activities related to an offering is 'Capital/Financing Update' (CAP). Although it is a Supplementary Prospectus, it is not a standard 10-K, AR, or ER. It is directly tied to the ongoing offer of shares, making CAP the most appropriate classification for this specific regulatory update to an offering document.
2013-12-02 English
Artcles of Association
Governance Information Classification · 92% confidence The document is the Articles of Association of Northern 3 VCT PLC, setting out the company’s constitutional and governance rules (share capital, directors’ powers, meetings, etc.). This is not a financial report, earnings release, or regulatory announcement but rather the corporate governance framework. Therefore it falls under Governance Information (CGR).
2013-07-17 English
AGM resolutions 17 July 2013
AGM Information Classification · 99% confidence The document explicitly states that the content consists of resolutions passed at the 'annual general meeting of the company's shareholders on Wednesday 17 July 2013'. It details Ordinary and Special resolutions concerning share allotment authorizations and share purchases, which are typical items voted upon and recorded during an AGM. This directly aligns with the definition of AGM Information (AGM-R). The document is a record of the meeting's outcomes, not a general regulatory filing or a report itself.
2013-07-17 English
Full accounts made up to 2013-03-31
Regulatory Filings
2013-06-27 English
Proposed New Articles of Association
Governance Information Classification · 98% confidence The document is titled "Articles of Association of Northern 3 VCT PLC" and contains detailed sections on Share Capital, Directors, Voting, Dividends, and general company rules, referencing the Companies Acts. This structure is characteristic of a company's constitutional document, which defines the internal rules and governance framework. This aligns best with Governance Information (CGR), as Articles of Association dictate the fundamental governance structure and operational rules of the company. It is not a standard regulatory filing like 10-K, an earnings release, or a proxy statement, but rather the foundational governance document.
2013-06-26 English
AGM Notice
AGM Information Classification · 100% confidence The document explicitly mentions the 'Notice of the 2013 Annual General Meeting' and contains a letter to shareholders detailing the business to be considered at the AGM, including resolutions for receiving accounts, approving dividends, re-appointing directors, and appointing an auditor. The document structure, including the 'Form of Proxy' reference and the explicit mention of the AGM date and location, strongly indicates it is the primary document related to the Annual General Meeting. This aligns perfectly with the definition of AGM Information (AGM-R). Although it references the annual report (Resolution 1), the document itself is the circular convening the meeting and soliciting votes, not the full 10-K or AR.
2013-05-31 English

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