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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2026-06-04 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第二期）募集说明书
Capital/Financing Update Classification · 90% confidence The document is titled “公开发行短期公司债券募集说明书” (prospectus for public issuance of short-term corporate bonds) and provides detailed terms, risk factors, financials, and legal disclosures for a bond issuance. This is a fundraising/capital markets document (prospectus for bond issuance), matching the Capital/Financing Update category, Code CAP.
2026-06-04 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第二期）募集说明书摘要
Capital/Financing Update Classification · 88% confidence The document is the detailed offering prospectus (募集说明书摘要) for Northeast Securities Co., Ltd.’s 2026 issuance of short-term corporate bonds to professional investors. It contains substantive financing details – issuance terms, amount, credit ratings, use of proceeds, underwriting arrangements – and is clearly a capital raising/financing report rather than a pure regulatory notice or a general annual/interim report. Therefore, it best fits the Capital/Financing Update category.
2026-06-04 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行短期公司债券更名公告
Capital/Financing Update Classification · 85% confidence The document is a public announcement regarding the renaming of a short-term corporate bond issuance due to tranche scheduling and crossing calendar years. It relates to the company’s financing activities (debt issuance) rather than a financial report, management change, or voting update. This fits the Capital/Financing Update category (CAP).
2026-06-04 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第二期）发行公告
Capital/Financing Update Classification · 87% confidence The document is an official announcement by Northeast Securities Co., Ltd. regarding its 2026 offering of short-term corporate bonds (second tranche), detailing the issuance amount, terms, schedule, underwriting, and investor eligibility. This is clearly a financing update concerning debt issuance rather than an equity share issue. Therefore it falls under Capital/Financing Update (CAP).
2026-06-04 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第二期）信用评级报告
Regulatory Filings Classification · 30% confidence The document is a comprehensive credit rating report issued by China Lianhe Credit Rating Co., Ltd., detailing the credit analysis, methodology, outlook, and financial data for Northeast Securities’ 2026 short‐term corporate bond issuance. It is not an Annual Report, Interim Report, audit, earnings release, or any management change announcement by the issuer, nor is it merely an announcement of a report’s publication. There is no specific category for credit rating agency reports in the taxonomy provided, so this falls into the fallback category of general regulatory or miscellaneous filings.
2026-06-04 Chinese
东北证券股份有限公司公开发行公司债券受托管理事务临时报告
Regulatory Filings Classification · 80% confidence The document is titled “公开发行公司债券受托管理事务临时报告” (“Interim Report on Trustee Management Affairs for Publicly Issued Corporate Bonds”). It details bond tranche names, codes, issuance sizes, interest rates, balances, terms, and trustee management matters including board elections and their impact on debt service. It is not a standalone financial statement (10-K, IR), not a call transcript (CT), nor an earnings release (ER). It’s not a simple notice of dividend or capital change, and does not fit other specialized categories. This is a regulatory disclosure filing under Chinese bond issuance rules, serving as a miscellaneous official regulatory submission. Therefore, it best fits the “Regulatory Filings” fallback category (RNS).
2026-05-22 Chinese

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