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NH INVESTMENT & SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 005940 ISIN · KR7005940002 LEI · 549300LQ6NXDW1B8NT42 KO Financial and insurance activities
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Filings indexed 10,331 across all filing types
Latest filing 2026-05-29 Capital/Financing Update
Country KR South Korea
Listing KO 005940

About NH INVESTMENT & SECURITIES CO.,LTD.

https://www.nhqv.com/

NH Investment & Securities Co., Ltd., established in 1969, is a financial services firm offering a comprehensive range of solutions. The company's core operations encompass investment banking, including underwriting and financial advisory; wealth management for a diverse client base; and brokerage services. Additionally, the firm engages in proprietary trading, securities dealing, and equity sales. It operates both domestically and internationally, with a focus on private investments across the globe.

Recent filings

Filing Released Lang Actions
증권발행실적보고서
Capital/Financing Update Classification · 85% confidence The document is a formal "증권발행실적보고서" (Securities Issuance Performance Report) filed with the Korean Financial Supervisory Service. It provides detailed information on the subscription, allocation, issuance costs, use of proceeds, and payment/redemption schedules for an equity-linked derivative bond issuance. This is a classic example of a financing activity disclosure—detailing fundraising through a debt/security issuance—so it falls under Capital/Financing Update (CAP).
2026-05-29 Korean
증권발행실적보고서
Capital/Financing Update Classification · 88% confidence The document is a detailed Securities Issuance Performance Report (“증권발행실적보고서”) filed to the Financial Supervisory Service, providing full subscription and allocation results, issuance costs, use of proceeds, and structured note (ELS) payoff schedules. It clearly reports on the company’s fundraising activities and capital issuance outcomes, which fits the “Capital/Financing Update” category.
2026-05-29 Korean
증권발행실적보고서
Capital/Financing Update Classification · 85% confidence The document is titled “증권발행실적보고서” (Securities Issuance Performance Report) filed with the Financial Supervisory Service. It details the subscription, allocation, proceeds, use of funds, and terms of a new securities issuance (an ELS issue). This is not a general annual or quarterly report, nor a director dealing or earnings release. Instead, it is a detailed post-issuance financing update. Therefore, it best fits the “Capital/Financing Update” category (CAP).
2026-05-29 Korean
증권발행실적보고서
Capital/Financing Update Classification · 93% confidence The document is titled “증권발행실적보고서” (Securities Issuance Result Report) addressed to the Financial Supervisory Service. It details the subscription and allocation schedule, underwriting amounts, allocation results, delivery date, public notice compliance, use of proceeds, issuance costs and the profit/loss structure for two series of derivative-linked securities (ELS). This is a report on a financing transaction—specifically the issuance of structured securities—and thus falls under updates on company fundraising or financing activities. It is not a full annual or interim report, audit report, board change notice, dividend notice, or share issuance announcement of equity. Therefore, the correct classification is a Capital/Financing Update.
2026-05-29 Korean
일괄신고추가서류(파생결합증권-주가연계증권)
Regulatory Filings Classification · 86% confidence The document is a detailed prospectus supplement (“일괄신고추가서류”) for a new derivative‐linked securities issuance by NH투자증권. It is a regulatory offering registration, not an annual/interim report, earnings release, call transcript, or management change notice. In our taxonomy there is no dedicated code for a securities prospectus, so it falls under the catch-all “Regulatory Filings” category (RNS).
2026-05-29 Korean
투자설명서(일괄신고)
Capital/Financing Update Classification · 85% confidence The document is a detailed investment prospectus (“투자설명서”) filed by NH투자증권 for multiple series of derivative-linked securities (ELS) outlining subscription terms, issuance details, pricing, rights and risk disclosures. This is not an AGM or earnings release, nor a management statement or Q&A transcript. It is a securities offering document detailing a capital-raising issuance of derivative securities. Under the defined categories, this aligns with “Capital/Financing Update” (CAP), which covers announcements and documents related to fundraising or changes in capital structure.
2026-05-29 Korean

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