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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2018-08-27 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
2018年半年度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2018 年半年度报告" which translates to "2018 Half-Year Report". It is issued by 南京证券股份有限公司 (Nanjing Securities Co., Ltd.) and covers the period January to June 2018. The content includes detailed financial data, business overview, risk disclosures, and management discussion typical of an interim or quarterly report. The document length is about 15,000 characters, indicating a full report rather than a brief announcement. There is no indication that this is an announcement of a report publication or a certification letter. The presence of comprehensive financial statements and analysis confirms it is an Interim / Quarterly Report (IR). H1 2018
2018-08-27 Chinese
第二届董事会第十七次会议决议公告
Board/Management Information Classification · 95% confidence The document is a board meeting resolution announcement from Nanjing Securities dated August 28, 2018. It details the approval of the 2018 semi-annual report and other related reports, as well as various board decisions. The document is short (1256 characters) and primarily announces the resolutions passed at the board meeting rather than containing the full semi-annual report or detailed financial data. It includes voting results on multiple agenda items. This fits the category of Board/Management Information (MANG), which covers announcements of board decisions and management changes. It is not the full interim report (IR) itself, nor is it a regulatory filing or report publication announcement. Therefore, the best classification is MANG with high confidence.
2018-08-27 Chinese
信息披露暂缓与豁免管理制度
Governance Information Classification · 95% confidence The document is titled '信息披露暂缓与豁免管理制度' which translates to 'Information Disclosure Delay and Exemption Management System' and outlines internal policies and procedures for delaying or exempting disclosure of information by the company. It references regulatory frameworks such as the Shanghai Stock Exchange Listing Rules and Chinese securities law. The content is a governance and compliance policy document detailing how the company manages information disclosure obligations, internal approval processes, confidentiality commitments, and legal responsibilities. It does not contain financial data, earnings, audit results, or shareholder meeting materials. It is not an announcement or a report of financial results or voting outcomes. The document is a governance-related internal policy, fitting best under Governance Information (CGR). The document length is 2673 characters, which is relatively short but contains substantive policy text rather than a mere announcement, so it is not a Report Publication Announcement (RPA) or Regulatory Filing (RNS). Therefore, the most appropriate classification is CGR with high confidence.
2018-08-27 Chinese
关于公司债券担保人财务报表的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by Nanjing Securities regarding the disclosure of the financial statements of the guarantor for the company's bonds. It references the company's 2018 half-year report and states that the guarantor's 2018 half-year financial statements are disclosed on the Shanghai Stock Exchange website. The document itself does not contain the financial statements but announces their availability elsewhere. The document length is short (690 characters) and serves as a notice rather than the report itself. Therefore, it fits the category of a Regulatory Filing (RNS) as a general announcement that does not contain substantive financial data or the full report.
2018-08-27 Chinese
关于2018年上半年募集资金存放与实际使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report on the use and management of funds raised by the company in the first half of 2018. It includes specifics about the amount raised, the timing, the storage of funds, usage, and compliance with regulatory requirements. The document references regulatory guidelines from the China Securities Regulatory Commission and the Shanghai Stock Exchange regarding the management and use of raised funds. It also contains tables showing the amounts raised, used, and remaining, as well as explanations about the management of these funds. The document is titled as a "专项报告" (special report) on the storage and actual use of raised funds for the first half of 2018. This type of document corresponds to a Capital/Financing Update (CAP) as it provides an update on the company's fundraising and the use of those funds, rather than a full annual or interim financial report or an announcement of a report publication. The document length (7813 characters) and content confirm it is a substantive report rather than a brief announcement or certification. Therefore, the appropriate classification is CAP with high confidence.
2018-08-27 Chinese
2018年7月份财务数据简报
Financial Supplement Data Classification · 85% confidence The document is a brief financial data summary for July 2018 from Nanjing Securities, explicitly stating it is unaudited and non-consolidated data. It is a monthly financial data brief, not a full quarterly or annual report. The document length is short (507 characters), and it provides key financial figures for a single month. This fits the definition of a Financial Supplement Data or a brief financial factsheet. However, since it is a monthly financial data brief with key figures and not a detailed Excel spreadsheet, the best fit is Financial Supplement Data (XLSX) category, which covers supplementary financial data provided in detailed format. Given the short length and summary nature, confidence is moderate to high.
2018-08-06 Chinese

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