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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2018-10-15 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
2018年9月份财务数据简报
Interim / Quarterly Report Classification · 90% confidence The document is a financial data brief for September 2018 from Nanjing Securities, containing key financial figures such as net assets, revenue, and net profit. It explicitly states the data is unaudited and non-consolidated, and it is a monthly financial data summary rather than a full quarterly or annual report. The document length is short (511 characters), and it is a brief announcement of financial data rather than a comprehensive report. Therefore, it fits best as an Interim / Quarterly Report (IR) since it provides substantive financial data for a period shorter than a full fiscal year (monthly data). 9M 2018
2018-10-15 Chinese
第二届董事会第十八次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It details the nomination of independent director candidates, the resignation of current independent directors due to term limits, and the scheduling of a shareholders' meeting. The document includes voting results and biographical information of the nominees. There is no financial data, earnings information, or report publication mentioned. The content focuses on board decisions and management changes, specifically related to the board of directors. Therefore, this document fits the category of Board/Management Information (MANG). The document length is short (1408 characters), consistent with an announcement rather than a full report.
2018-09-21 Chinese
独立董事关于提名公司第二届董事会独立董事候选人的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from independent directors regarding the nomination of candidates for the company's second board of independent directors. It references compliance with regulatory guidelines and company bylaws, and it is a formal statement supporting the nomination of specific individuals for board positions. There is no financial data, no report publication, no voting results, and no mention of an annual or interim report. This document fits best under Board/Management Information (MANG) as it concerns board nominations and related governance matters.
2018-09-21 Chinese
独立董事候选人声明（董晓林）
Board/Management Information Classification · 95% confidence The document is a declaration statement by an independent director candidate, detailing qualifications, independence criteria, and compliance with regulatory requirements. It is a personal statement related to board membership candidacy rather than a report, announcement of voting results, or management change notice. It does not contain financial data, audit information, or meeting materials. It is not a certification or regulatory filing in the strict sense but a formal declaration related to board/management information. Therefore, the most appropriate classification is Board/Management Information (MANG). The document length is short and focused on the candidate's qualifications and independence, consistent with a management information announcement.
2018-09-21 Chinese
独立董事提名人声明
Board/Management Information Classification · 95% confidence The document is a formal statement nominating independent director candidates for the board of a company, detailing their qualifications, independence criteria, and compliance with relevant laws and regulations. It does not contain financial data, earnings, or report content but is a declaration related to board/management changes. The document is not an annual report, audit report, or earnings release, nor is it a proxy solicitation or voting result. It fits the category of Board/Management Information (MANG) as it announces nominations for board positions.
2018-09-21 Chinese
独立董事候选人声明（赵曙明）
Board/Management Information Classification · 95% confidence The document is a declaration statement by an independent director candidate, Zhao Shuming, confirming qualifications, independence, and compliance with regulatory requirements for serving as an independent director at Nanjing Securities Co., Ltd. It includes detailed personal qualifications, legal references, and commitments related to the director role. There is no financial data, no report or announcement of financial results, no voting results, no management changes, and no regulatory filings of other types. This document is a formal declaration related to board/management information, specifically about a director candidate's qualifications and independence. Therefore, it fits best under Board/Management Information (MANG). The document length is short and focused on the director candidate's statement, not a report or announcement of a meeting or vote.
2018-09-21 Chinese

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