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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2019-04-22 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
2018年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled '审计报告' (Audit Report) and is issued by a certified public accounting firm (立信会计师事务所) for 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It includes detailed audit opinions, key audit matters, responsibilities of management and auditors, and extensive financial statements such as consolidated balance sheets, profit and loss statements, cash flow statements, and notes to the financial statements for the fiscal year ending December 31, 2018. The document is about 15,000 characters long, indicating it is a full report rather than a brief announcement. The content matches the definition of an Audit Report / Information filing, which includes standalone audit reports and applied accounting principles, distinct from a full Annual Report. Therefore, the correct classification is AR (Audit Report / Information).
2019-04-22 Chinese
关于南京证券募集资金存放与使用情况鉴证报告
Audit Report / Information Classification · 95% confidence The document is a detailed audit report issued by a certified public accounting firm (立信会计师事务所) regarding the verification of the company's use and storage of raised funds for the fiscal year 2018. It references specific regulatory guidelines related to the management and use of raised funds by listed companies, including the China Securities Regulatory Commission and Shanghai Stock Exchange rules. The document includes an auditor's opinion, detailed financial data on the raised funds, their usage, and compliance with regulations. It is not a full annual report but a standalone audit verification report focused on the raised funds. Therefore, it fits the category of an Audit Report / Information (AR). The document length and content confirm it is the report itself, not just an announcement or certification letter.
2019-04-22 Chinese
2019年第一次临时股东大会的法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the legality and validity of the procedures, attendance, voting, and resolutions of the 2019 first extraordinary general meeting (临时股东大会) of Nanjing Securities Co., Ltd. It details the convening, attendance, voting procedures, and results of the shareholders' meeting. The document does not contain financial statements or management discussion but focuses on legal compliance and validation of the shareholder meeting and its resolutions. This type of document is typically classified as a Declaration of Voting Results & Voting Rights Announcements (DVA), as it reports on the official voting results and legality of the shareholder meeting resolutions.
2019-04-11 Chinese
2019年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is an announcement of the resolutions passed at the 2019 first extraordinary general meeting (EGM) of shareholders of Nanjing Securities Co., Ltd. It details the meeting date, attendance, voting results, and legal witness statements. The content focuses on the voting outcomes and procedural compliance rather than presenting a full report or financial statements. The document length is short (1662 characters) and it serves as an official notice of voting results from a shareholder meeting. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2019-04-11 Chinese
2019年3月份财务数据简报
Interim / Quarterly Report Classification · 95% confidence The document is a brief financial data announcement for March 2019 from Nanjing Securities, containing unaudited, non-consolidated financial figures such as net assets, revenue, and net profit. It is short (511 characters) and explicitly states the data is preliminary and unaudited, with final data to be in the company's regular reports. This matches the characteristics of an Interim / Quarterly Report (IR) as it provides substantive financial data for a period shorter than a full fiscal year. It is not merely an announcement of a report publication, nor a certification or regulatory filing. Therefore, the correct classification is IR. Q1 2019
2019-04-09 Chinese
2018年公开发行公司债（第一期）2019年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment for a corporate bond issued by Nanjing Securities Co., Ltd. It details the bond's basic information, interest rate, payment dates, tax information, and contact details. The document does not contain financial statements or comprehensive financial performance data. It is a specific update on a financing activity related to bond interest payment. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 3245 characters, which is consistent with an announcement rather than a full report.
2019-04-08 Chinese

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