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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2019-06-17 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
章程
Governance Information Classification · 95% confidence The document is a detailed company charter or articles of association for 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It includes sections on share issuance, share transfers, shareholder rights, board and management structure, and governance rules. It references regulatory approvals and laws such as the Company Law, Securities Law, and China Securities Regulatory Commission approvals. The content is about the internal governance, shareholder meetings, share capital, and company organization. It is not a financial report, earnings release, or announcement but a governance document outlining the company's rules and structure. Therefore, the most appropriate classification is Governance Information (CGR). The document length (15,000 characters) and detailed content support this classification with high confidence.
2019-06-17 Chinese
2019年5月份财务数据简报
Fund Information / Factsheet Classification · 95% confidence The document is a brief financial data summary for May 2019 from Nanjing Securities, explicitly stating it is unaudited and non-consolidated data. It is short (506 characters) and presents key financial figures for a single month, not a full quarterly or annual report. It is titled as a 'financial data brief' and does not contain comprehensive financial statements or detailed analysis. This fits the description of a Fund Information / Factsheet (FS), which is a brief summary of key company financials and market info, rather than a full Interim Report (IR) or Annual Report (10-K).
2019-06-06 Chinese
2018年年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a detailed announcement of the resolutions passed at the 2018 Annual General Meeting (AGM) of 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It includes information about the meeting date, attendance, voting results on various proposals including the 2018 annual report, financial statements, profit distribution, and other corporate matters. The document is not the annual report itself but the official announcement of the voting results and resolutions from the AGM. It contains detailed voting statistics and legal attestations confirming the validity of the meeting and resolutions. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length and content confirm it is not a brief report publication announcement or a proxy solicitation but a formal voting result announcement.
2019-06-05 Chinese
东吴证券关于公司首次公开发行限售股份上市流通的核查意见
Audit Report / Information Classification · 95% confidence The document is a detailed verification opinion regarding the listing and circulation of restricted shares from the initial public offering (IPO) of Nanjing Securities Co., Ltd. It references regulatory approvals from the China Securities Regulatory Commission (CSRC) and Shanghai Stock Exchange listing rules. The content includes detailed shareholder lock-up commitments, shareholding changes, and the specifics of restricted shares becoming tradable after the lock-up period. This is a formal verification or audit opinion related to the IPO share lock-up and listing compliance, not a full annual or interim financial report, nor a simple announcement. It is a specialized audit or verification report on share issuance and listing compliance, fitting the category of Audit Report / Information (AR). The document length is substantial and contains detailed data and regulatory references, confirming it is not a mere announcement or certification but a substantive report.
2019-06-05 Chinese
2018年年度股东大会的法律意见书
AGM Information Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the legality and validity of the 2018 Annual General Meeting (AGM) of Nanjing Securities Co., Ltd. It details the procedures of convening and holding the AGM, the qualifications of attendees, the voting procedures, and the voting results for various resolutions including the 2018 annual report and other related matters. The document is focused on the AGM process and the legal validation of the meeting and its resolutions, rather than the content of the annual report or financial statements themselves. Therefore, this document fits the category of AGM Information (AGM-R), which includes presentations and materials shared during the AGM, including legal opinions on the meeting's conduct and results.
2019-06-05 Chinese
首次公开发行限售股上市流通公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Nanjing Securities Co., Ltd. regarding the listing and circulation of restricted shares from its initial public offering (IPO). It details the number of shares becoming tradable, the shareholders involved, lock-up periods, and compliance with regulatory approvals from the China Securities Regulatory Commission. The document includes a detailed list of shareholders and share quantities, lock-up commitments, and a verification opinion from the sponsoring securities firm. There is no financial statement or quarterly/annual report data, nor is it a transcript or presentation. The content is focused on the announcement of the release of restricted shares for trading, which is a capital structure update. Therefore, the document fits best under the category of Capital/Financing Update (CAP). The document length (8775 characters) and detailed content support this classification with high confidence.
2019-06-05 Chinese

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