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Monex Group, Inc. — Investor Relations & Filings

Ticker · 8698 ISIN · JP3869970008 LEI · 353800SGXKLYGPUJ4648 T Financial and insurance activities
Filings indexed 92 across all filing types
Latest filing 2022-02-07 Interim / Quarterly Rep…
Country JP Japan
Listing T 8698

About Monex Group, Inc.

https://www.monexgroup.jp/en.html

Monex Group, Inc. is a global, technology-based financial services holding company. The group's core business involves operating online brokerage firms that provide securities trading and investment services primarily to individual investors. Its diverse portfolio also encompasses asset management and investment advisory services. Expanding beyond traditional finance, Monex Group is actively engaged in the digital asset sector, managing crypto-asset exchanges and offering services related to blockchain technology. The company is dedicated to leveraging innovation to provide a comprehensive suite of financial solutions to a global retail client base.

Recent filings

Filing Released Lang Actions
四半期報告書-第18期第3四半期(令和3年10月1日-令和3年12月31日)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) for Monex Group, Inc. covering the third quarter of the 18th fiscal period (October 1, 2021, to December 31, 2021). It contains detailed financial statements, management analysis (MDA), and segment reporting, which aligns with the definition of an Interim/Quarterly Report (IR). 9M 2022
2022-02-07 Japanese
訂正四半期報告書-第18期第2四半期(令和3年7月1日-令和3年9月30日)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) for Monex Group, Inc. covering the second quarter of the 18th fiscal period (July 1, 2021, to September 30, 2021). It contains detailed financial statements, management analysis (MDA), and segment information, which are characteristic of an interim/quarterly report. Although the title mentions 'Correction' (訂正), it is a full report containing substantive financial data, not just a notification of a report's release. H1 2022
2021-12-20 Japanese
四半期報告書-第18期第2四半期(令和3年7月1日-令和3年9月30日)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) filed with the Kanto Local Finance Bureau in Japan. It contains detailed financial statements, management analysis (MDA), and segment information for the second quarter of the fiscal year. It is a comprehensive financial report rather than an announcement or a summary, fitting the definition of an Interim/Quarterly Report (IR). H1 2022
2021-11-04 Japanese
変更報告書
Major Shareholding Notification Classification · 100% confidence The document is a 'Large Shareholding Report' (大量保有報告書) filed in Japan under the Financial Instruments and Exchange Act. It details changes in share ownership by Monex Group, Inc. and its subsidiary, Monex, Inc., in Astmax Co., Ltd. This type of filing is a regulatory requirement for entities that cross specific ownership thresholds. Since it does not fit into the other specific categories like M&A, dividends, or financial reports, it is classified as a Regulatory Filing (RNS).
2021-09-02 Japanese
四半期報告書-第18期第1四半期(令和3年4月1日-令和3年6月30日)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) for Monex Group, Inc. covering the period from April 1, 2021, to June 30, 2021. It contains detailed financial statements, management analysis (MDA), and segment information, which aligns with the definition of an Interim/Quarterly Report (IR). It is not a mere announcement or certification, as it provides substantive financial data. Q1 2022
2021-08-04 Japanese
内部統制報告書-第17期(令和2年4月1日-令和3年3月31日)
Governance Information Classification · 100% confidence The document is an 'Internal Control Report' (内部統制報告書) filed under the Financial Instruments and Exchange Act (金融商品取引法). This is a specific regulatory requirement in Japan regarding the assessment of internal controls over financial reporting. Since it is a standalone regulatory filing concerning internal control assessment and does not fit into the other specific categories like 10-K or IR, it is classified as a Regulatory Filing (RNS).
2021-06-28 Japanese

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