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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2026-06-01 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券关于兴证国际金融集团有限公司为其附属公司提供担保的公告
Regulatory Filings Classification · 85% confidence The document is a public board announcement by Industrial Securities Co., Ltd. regarding its overseas subsidiary providing guarantees to its affiliated company. It details guarantee amounts, internal decision procedures, and risk disclosures. This is a regulatory compliance announcement typical of continuous obligation disclosures in China, rather than a structured financial report, earnings release, or voting results. It does not present full financial statements or call transcripts, nor is it a report publication notice. Therefore, it falls under General Regulatory Filings (RNS).
2026-06-01 Chinese
兴业证券2025年度财务报表及审计报告
Audit Report / Information Classification · 95% confidence The document is a standalone audit report (审计报告) issued by KPMG on Industrial Securities Co., Ltd.’s financial statements for the year ended December 31, 2025. It contains the auditor’s opinion, basis of opinion, key audit matters, and management’s responsibility, without presenting the full annual report or supplementary presentation materials. This matches the definition of an Audit Report / Information. FY 2025
2026-03-27 Chinese
兴业证券2025年度内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report'. It is issued by KPMG Huazhen LLP, a recognized accounting firm, and addresses the audit of the effectiveness of internal control over financial reporting as of December 31, 2025. The content discusses the responsibilities of the company and the auditor regarding internal control, inherent limitations of internal control, and the auditor's opinion on the effectiveness of internal control. The document length is 2157 characters, which is relatively short but contains substantive audit content rather than just an announcement or certification. This matches the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles. It is not an Annual Report (10-K) or Interim Report (IR) because it focuses specifically on internal control audit results, not full financial statements or comprehensive financial performance. Therefore, the correct classification is AR with high confidence. FY 2025
2026-03-27 Chinese
兴业证券2025年度非经营性资金占用及其他关联资金往来情况的专项说明
Audit Report / Information Classification · 95% confidence The document is titled as a special explanation regarding non-operating fund occupation and other related party fund transactions for the year 2025 by 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It includes an audit opinion issued by KPMG Huazhen LLP dated March 26, 2026, referencing the audited financial statements for the year ended December 31, 2025. The document is a standalone special report focusing on non-operating fund occupation and related party transactions, prepared in accordance with regulatory guidelines from Chinese securities and banking regulators. It is not the full annual report (10-K) or interim report, but a specific audit-related disclosure. The presence of an auditor's opinion and detailed financial data related to a specific regulatory requirement indicates this is an Audit Report / Information type filing rather than a general annual report or other category. The document length (5738 characters) and content confirm it is a substantive report, not merely an announcement or certification letter. FY 2025
2026-03-27 Chinese
兴业证券关于预计2026年日常关联交易的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from a listed company (兴业证券股份有限公司) regarding its expected daily related-party transactions for the year 2026. It includes detailed descriptions of related parties, transaction types, amounts from the previous year (2025), and expected transactions for 2026. The document also discusses the approval process involving the board and shareholders. There are no financial statements or comprehensive financial performance data presented, nor is this a transcript, audit report, or earnings release. The document is a regulatory announcement about related-party transactions, which is a common disclosure under stock exchange rules. It is not a full annual or interim report, nor a management discussion or presentation. Given the nature and content, this fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance disclosures that do not fit other categories.
2026-03-27 Chinese
兴业证券董事会审计委员会对外部审计机构履行监督职责情况报告
Audit Report / Information Classification · 95% confidence The document is a report from the Board Audit Committee of Industrial Securities Co., Ltd. regarding the supervision of the external audit firm KPMG Huazhen for the fiscal year 2025. It discusses the audit committee's evaluation of the audit firm's qualifications, audit plan, audit work summary, and the committee's oversight responsibilities. The document is focused on audit oversight and the audit committee's activities rather than the full annual report or financial statements. It is not a full Annual Report (10-K) but a standalone audit-related report. Therefore, it fits the category of Audit Report / Information (AR). The document length is under 5,000 characters and contains substantive content about audit supervision, not just an announcement or certification, so it is not RPA or RNS. FY 2025
2026-03-27 Chinese

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