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Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,120 across all filing types
Latest filing 2023-07-13 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
22华股02付息公告-2023年
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the payment of interest on a corporate bond issued by Huaxi Securities Co., Ltd. It details the bond's basic information, interest payment dates, tax implications, and related institutions. The document is relatively short (2793 characters) and serves as a formal notice about the bond interest payment rather than a financial report or detailed financial data. It does not contain financial statements or comprehensive financial analysis. Therefore, it is best classified as a Capital/Financing Update (CAP) since it relates to bond issuance and interest payment information.
2023-07-13 Chinese
华西证券股份有限公司公司债券受托管理事务报告（2022年度）
Audit Report / Information Classification · 95% confidence The document is titled '华西证券股份有限公司公司债券受托管理事务报告(2022 年度)', which translates to 'Huaxi Securities Co., Ltd. Corporate Bond Trustee Management Affairs Report (2022)'. It contains detailed information about bond issuance, bond codes, bond terms, credit ratings, bondholders meetings, repayment status, and the trustee's duties and performance. The document includes financial data and operational details for the year 2022, focusing on bond management and trustee activities rather than a full annual report or earnings release. It is not a simple announcement or certification but a comprehensive report on bond trustee management for the year. This fits the category of an Audit Report / Information (AR), as it is a standalone report related to bond trustee management and compliance, not a full annual report or other categories like capital update or earnings release. FY 2022
2023-06-30 Chinese
中信证券关于华西证券股份有限公司公司债券受托管理事务报告（2022年度）
Audit Report / Information Classification · 95% confidence The document is titled as a "Company Bond Trustee Management Affairs Report (2022)" for Huaxi Securities Co., Ltd. It contains detailed sections on the bond issuance, trustee management duties, issuer's 2022 operating and financial status, use of raised funds, information disclosure compliance, bond principal and interest payment status, debt repayment ability, credit rating, and legal proceedings related to the issuer. The document includes comprehensive financial data for the year 2022, detailed bond issuance and repayment information, and trustee management activities. It is a detailed report focused on the management and oversight of company bonds, including financial and operational analysis, but it is not a full annual report of the company itself. It is also not a simple announcement or certification but a substantive report on bond trustee management and related financial and operational matters. This fits the category of an Audit Report / Information (AR), which includes standalone audit reports and related financial oversight reports excluding full annual reports. The document is too detailed and lengthy to be a mere announcement (RPA) or regulatory filing (RNS). Therefore, the best classification is AR with high confidence. FY 2022
2023-06-30 Chinese
华金证券关于华西证券股份有限公司公司债券受托管理事务报告（2022年度）
Audit Report / Information Classification · 95% confidence The document is titled as a "Company Bond Trustee Management Affairs Report (2022)" for Huaxi Securities Co., Ltd. It contains detailed information about bond issuance, trustee management activities, issuer's financial and operating status, use of raised funds, debt repayment ability and willingness, and other related matters for the year 2022. The document includes audited financial data, bond terms, and trustee's monitoring activities. It is a comprehensive report focused on the management and oversight of company bonds, including financial performance and compliance with bond covenants. This type of report is a standalone audit/management report related to bond trustee management and not a full annual report or earnings release. It fits best under the category of Audit Report / Information (AR), as it includes audit opinions and detailed financial and operational information related to bond issuance and management, but is not the full annual report (10-K) itself. FY 2022
2023-06-30 Chinese
北京中伦（成都）律师事务所关于华西证券股份有限公司2022年度股东大会的法律意见书
Board/Management Information Classification · 90% confidence The document is a legal opinion letter from Zhong Lun Law Firm regarding the 2022 Annual General Meeting (AGM) of Huaxi Securities Co., Ltd. It discusses the legality and validity of the AGM procedures and resolutions. The document is not the AGM materials or presentations themselves, nor is it an announcement of voting results. It is a legal opinion related to the AGM. Given the content and nature, it fits best under the category of Board/Management Information (MANG) because it relates to governance and legal validation of corporate actions at the AGM, but it is not a direct AGM presentation or voting result announcement. The document length is 5882 characters, which is sufficient for a substantive legal opinion. Therefore, the classification is MANG with high confidence.
2023-06-27 Chinese
华西证券股份有限公司2022年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a "2022 Annual General Meeting Resolution Announcement" for Huaxi Securities Co., Ltd. It details the date, attendance, voting results on various proposals including the 2022 annual report, financial statements, profit distribution plan, amendments to company bylaws, and appointment of auditors. The document includes detailed voting results and legal opinions confirming the validity of the meeting and resolutions. The content is focused on the outcomes and resolutions passed at the Annual General Meeting (AGM), rather than the full annual report or financial statements themselves. The document length is about 5927 characters, which is sufficient to include detailed voting results and resolutions. Therefore, this document is best classified as a Declaration of Voting Results & Voting Rights Announcements (DVA), as it officially announces the voting results of the AGM.
2023-06-27 Chinese

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