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Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,120 across all filing types
Latest filing 2023-11-13 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
关于因公开招标新增关联交易的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding a new related party transaction involving property management services between the company and an affiliated entity. It details the transaction terms, parties involved, pricing policy, and impact on the company. There is no financial statement or comprehensive financial report included. The document is relatively short (3117 characters) and serves as a disclosure of a specific transaction rather than a full report or financial statement. This fits the category of a Regulatory Filing (RNS), which covers general regulatory announcements and disclosures that do not fit other specific categories.
2023-11-13 Chinese
董事会决议公告
Board/Management Information Classification · 95% confidence The document is a board meeting resolution announcement from Huaxi Securities, detailing decisions made at the third board's fifth meeting in 2023. It includes voting results on the 2023 third quarter report, adjustments to board committees, asset impairment provisions, and risk management system revisions. The document is short (901 characters) and primarily announces resolutions and voting outcomes rather than providing full financial statements or detailed reports. It also references that the third quarter report and asset impairment announcement are published elsewhere. This fits the category of Board/Management Information (MANG), as it announces changes and decisions made by the board rather than the full quarterly report itself.
2023-10-30 Chinese
关于2023年三季度计提资产减值准备的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Huaxi Securities regarding the asset impairment provisions for the third quarter of 2023. It details the amounts of impairment provisions made for various asset categories as of September 30, 2023, including the rationale and impact on profit. The document is relatively short (1222 characters) and focuses on a specific financial update related to impairment provisions for a quarterly period. It does not contain full financial statements or comprehensive quarterly report data but rather a specific financial adjustment announcement. This fits best under Regulatory Filings (RNS) as it is a regulatory announcement about impairment provisions rather than a full Interim/Quarterly Report (IR) or Annual Report (10-K).
2023-10-30 Chinese
监事会决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board regarding the company's 2023 third quarter report. It includes the Supervisory Board's written audit opinion on the quarterly report, confirming compliance with laws and regulations and the accuracy of the report. The document references the 2023 third quarter report but does not contain the actual financial statements or substantive financial data itself. The document length is short (659 characters) and it states that the quarterly report is published elsewhere (in newspapers and on a website). Therefore, this document is an announcement related to the quarterly report, not the report itself. According to the rules, such a document is best classified as a Regulatory Filing (RNS) because it does not contain the full interim report but provides an official supervisory board opinion and announcement about the report.
2023-10-30 Chinese
华西证券股份有限公司关于向专业投资者公开发行公司债券获中国证监会同意注册的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Huaxi Securities regarding the approval by the China Securities Regulatory Commission (CSRC) for the company to publicly issue corporate bonds to professional investors. It includes details about the registration approval, issuance limits, and compliance requirements. The content focuses on a capital raising activity through bond issuance, which aligns with updates on financing activities or capital structure changes. The document is short (563 characters) and is not a full financial report or detailed presentation but an announcement of a financing approval. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2023-10-30 Chinese
2023年三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "华西证券股份有限公司2023 年第三季度报告" which translates to "Huaxi Securities Co., Ltd. 2023 Third Quarter Report." It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on financial performance for the third quarter of 2023. The document includes comprehensive financial figures, analysis of changes in financial indicators, shareholder information, and other operational details for the quarter. It explicitly states it is a quarterly report and includes actual financial statements and substantive financial data. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). Q3 2023
2023-10-30 Chinese

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