Skip to main content
Huaxi Securities Co., Ltd. logo

Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,120 across all filing types
Latest filing 2024-04-19 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司关于华西证券股份有限公司收到行政监管措施事先告知书的临时受托管理事务报告
Audit Report / Information Classification · 95% confidence The document is a report from the bond trustee (西南证券股份有限公司) regarding administrative regulatory measures received by 华西证券股份有限公司. It details bond issuance information, regulatory actions by the China Securities Regulatory Commission (CSRC) Jiangsu Bureau, and the issuer's response and impact analysis. The document is titled as a '临时受托管理事务报告' (temporary trustee management affairs report) and focuses on bond trustee duties and regulatory compliance. It is not an annual or interim financial report, nor an earnings release or management discussion. It is not a simple announcement or certification but a detailed report on regulatory and trustee matters related to bond issuance. Therefore, it fits best under Audit Report / Information (AR), which includes standalone audit or regulatory reports related to compliance and internal controls, excluding full annual reports. Q1 2024
2024-04-19 Chinese
关于收到中国证券监督管理委员会江苏监管局行政监管措施事先告知书的公告
Regulatory Filings Classification · 95% confidence The document is an official announcement from Huaxi Securities regarding receiving an administrative regulatory notice from the China Securities Regulatory Commission Jiangsu Bureau. It details regulatory measures, investigation findings, and company responses related to compliance issues in their sponsorship business. The document is a regulatory announcement about enforcement actions and internal control improvements, not a financial report, earnings release, or management discussion. It does not contain financial statements or detailed financial data. The document length is short (1754 characters) and it is clearly a regulatory announcement about administrative measures. Therefore, it fits best under Regulatory Filings (RNS).
2024-04-12 Chinese
华西证券股份有限公司关于高级管理人员辞职的公告
Board/Management Information Classification · 100% confidence The document is a short announcement regarding the resignation of a senior management member (the company's vice general manager). It includes details about the resignation effective date and confirms the individual holds no shares. There is no financial data, no report attached or referenced, and the content is focused on management changes. According to the definitions, this fits the category of Board/Management Information (MANG). The document length is short and it is not a report or announcement of a report publication, so it is not RPA or RNS.
2024-03-15 Chinese
华西证券股份有限公司2019年面向合格投资者公开发行公司债券（第一期）2024年本息兑付暨摘牌公告
Delisting Announcement Classification · 100% confidence The document is an official announcement from 华西证券股份有限公司 regarding the maturity, interest payment, and delisting (摘牌) of a corporate bond issued in 2019. It details the last trading day, bondholder registration date, bond delisting date, and payment date for principal and interest. The document includes bond terms, interest rates, tax information, and payment procedures. It is not a full financial report, audit, or earnings release, but rather a formal notice about the bond's redemption and removal from the exchange. The key phrase '摘牌公告' (delisting announcement) and the focus on bond maturity and delisting indicate this is a Delisting Announcement. The document length is 3194 characters, consistent with an announcement rather than a full report.
2024-03-14 Chinese
华西证券股份有限公司2020年面向合格投资者公开发行公司债券(第一期)（疫情防控债）2024年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huaxi Securities regarding the interest payment on a specific corporate bond issued in 2020. It details the bond's basic information, interest rate, payment dates, tax information, and involved institutions. The document does not contain financial statements or comprehensive financial performance data but rather focuses on the payment of interest on the bond. It is a formal notice about the bond interest payment date and related details, which fits the category of a Capital/Financing Update (CAP) as it relates to bond issuance and interest payment information.
2024-02-19 Chinese
华西证券股份有限公司2023年面向专业投资者公开发行公司债券(第一期)2024年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment for a corporate bond issued by Huaxi Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax information, and related institutions. The document does not contain financial statements or comprehensive financial data but rather provides specific information about the bond interest payment date, amount, and procedures. It is a formal announcement related to capital/financing activities, specifically about bond interest payment. Therefore, the most appropriate classification is Capital/Financing Update (CAP). The document length is 3187 characters, which is consistent with an announcement rather than a full report.
2024-02-02 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.