Skip to main content
Huaxi Securities Co., Ltd. logo

Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,120 across all filing types
Latest filing 2024-04-26 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
关于2024年度日常关联交易预计的公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement regarding the company's expected related party transactions for the fiscal year 2024 and actual related party transactions for 2023. It includes tables of transaction categories, related parties, pricing principles, estimated transaction amounts, and actual amounts. The content focuses on disclosure of related party transactions, which is a regulatory requirement for transparency and compliance. The document is not a full financial report like an Annual Report (10-K) or Interim Report (IR), nor is it a brief announcement or certification. It is a regulatory announcement about related party transactions, which typically falls under Regulatory Filings (RNS) as it does not fit other specific categories such as Audit Report, Earnings Release, or Capital Update. The document length is substantial and contains detailed data, but it is primarily an announcement and disclosure rather than a comprehensive financial report or management discussion.
2024-04-26 Chinese
关于聘任高级管理人员的公告
Board/Management Information Classification · 100% confidence The document is an announcement from Huaxi Securities Co., Ltd. regarding the appointment of a senior management personnel, specifically the appointment of Wan Jian as Vice General Manager. It includes details about the board meeting approving the appointment and a detailed resume of the appointee. There is no financial data, earnings information, or regulatory filings related to financial performance. The content clearly relates to management changes. Therefore, the document fits the category of Board/Management Information (MANG). The document length is short and focused solely on management appointment, confirming this classification.
2024-04-26 Chinese
独立董事述职报告（张桥云）
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director's Work Report for 2023" for Huaxi Securities Co., Ltd. It details the independent director's activities, attendance at board and committee meetings, communication with auditors, and oversight of governance and compliance matters during the year 2023. The content focuses on the director's duties, governance participation, and compliance with laws and regulations, rather than financial results or audit opinions. There is no indication that this is an annual report, audit report, earnings release, or any other financial statement. Instead, it is a detailed report on the independent director's management and governance role and activities over the year. This fits the category of Board/Management Information (MANG), which covers announcements or reports related to changes or activities of the board or senior management, including independent directors' reports on their duties and governance roles.
2024-04-26 Chinese
内部控制自我评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2023年度内部控制评价报告' which translates to '2023 Annual Internal Control Evaluation Report'. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2023, including financial and non-financial internal control defects, their classification, and remediation status. It also references an independent audit report on internal control effectiveness. The content is detailed and substantive, covering internal control evaluation scope, standards, conclusions, and future improvement plans. This type of report is a standalone audit-related report focusing on internal control evaluation and audit results, not a full annual report or interim financial report. It matches the description of an Audit Report / Information (AR) filing, which includes audit reports and applied accounting principles but excludes full annual reports. The document length (4583 characters) is sufficient to be the report itself, not just an announcement. Therefore, the correct classification is AR with high confidence. FY 2023
2024-04-26 Chinese
2023年年度报告
Annual Report Classification · 100% confidence The document is titled "华西证券股份有限公司2023 年年度报告全文" which translates to "Huaxi Securities Co., Ltd. 2023 Annual Report Full Text." It contains detailed sections typical of an annual report, including company overview, management discussion and analysis, governance, financial statements, and auditor's report. The document length is 15,000 characters, indicating a full report rather than a brief announcement. It includes financial data, company history, organizational structure, and regulatory compliance information. The presence of signatures from company officers and auditors further confirms this is the full annual report. Therefore, the document is classified as an Annual Report (10-K). FY 2023
2024-04-26 Chinese
独立董事述职报告（蔡春）
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director's Work Report for 2023" for Huaxi Securities Co., Ltd. It details the independent director's activities, attendance at board and committee meetings, communication with auditors, and oversight responsibilities during the year 2023. The content focuses on governance, director duties, and compliance with laws and regulations, rather than financial results or audit opinions. It is a detailed report on board/management information, specifically the independent director's performance and governance role. It is not an annual report, audit report, or earnings release. It is not a short announcement or certification but a substantive report on director activities and governance. Therefore, the most appropriate classification is Board/Management Information (MANG). The document length (5238 characters) supports it being a full report rather than a brief announcement.
2024-04-26 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.