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Hercules Capital, Inc. — Investor Relations & Filings

Ticker · HTGC ISIN · US4270968476 LEI · 549300UJ5OC256GR2B73 US Financial and insurance activities
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Filings indexed 2,002 across all filing types
Latest filing 2022-01-18 Director's Dealing
Country US United States of America
Listing US HTGC

About Hercules Capital, Inc.

https://www.htgc.com/

Hercules Capital, Inc. is a specialty finance company structured as a business development company (BDC). It is the largest BDC focused on providing senior secured venture growth loans and customized debt financing to high-growth, innovative, venture capital-backed companies. The firm primarily serves businesses in the technology and life sciences sectors. As a leading non-bank venture debt lender, Hercules Capital offers flexible and agile capital solutions that enable companies to accelerate growth and reach critical milestones while minimizing the equity dilution associated with traditional venture capital funding. The company supports businesses through various stages of development, including emerging growth, pre-IPO, and M&A.

Recent filings

Filing Released Lang Actions
PRIMARY DOCUMENT
Director's Dealing
2022-01-18 English
424B5
Capital/Financing Update Classification · 95% confidence The document is a detailed prospectus supplement and accompanying prospectus for a $350 million offering of 3.375% Notes due 2027 by Hercules Capital, Inc. It includes registration fee calculations, offering terms, risk factors, use of proceeds, underwriting details, and extensive company background and financial information. The document is a formal securities offering filing pursuant to Rule 424(b)(5) under the Securities Act of 1933. It is not an annual or quarterly report, earnings release, or management discussion, but rather a capital raising document describing a debt securities offering. This fits the definition of a Capital/Financing Update (CAP) as it provides updates on company fundraising and capital structure changes. The document length (15,000 characters) and content confirm it is the actual offering document, not just an announcement or summary. Therefore, the correct classification is CAP with high confidence.
2022-01-18 English
FORM 8-K
Capital/Financing Update Classification · 100% confidence The document is a Form 8-K filed with the SEC, dated January 14, 2022, by Hercules Capital, Inc. It reports the entry into a material definitive agreement, specifically an underwriting agreement for the issuance and sale of $350 million aggregate principal amount of 3.375% Notes due 2027. The document includes details about the underwriting agreement and references the shelf registration statement and prospectus supplements. There are no financial statements or comprehensive financial data presented; rather, it is an announcement of a financing transaction. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2022-01-18 English
497AD
Capital/Financing Update Classification · 100% confidence The document is a communication filed pursuant to Rule 497(a) and Rule 482ad, which are related to securities offerings and prospectus supplements. It details the terms of a debt issuance by Hercules Capital, Inc., including the size, coupon, maturity, use of proceeds, and underwriting details. The document is a preliminary prospectus supplement and announcement of a new bond offering, not a financial report or earnings release. It is an update on a capital raising activity, specifically a debt issuance. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is short and it is not a full report but an announcement of financing terms.
2022-01-18 English
497AD
Capital/Financing Update Classification · 95% confidence The document is a press release announcing the pricing of a public offering of $350 million 3.375% notes due 2027 by Hercules Capital, Inc. It includes details about the offering, use of proceeds, underwriters, and contact information. There are no financial statements or detailed financial analysis present. The document is primarily an update on a capital raising transaction, which fits the category of Capital/Financing Update (CAP). The length is over 6,000 characters, indicating it is a full announcement rather than a brief notice. Therefore, the appropriate classification is CAP with high confidence.
2022-01-14 English
FWP
Capital/Financing Update Classification · 100% confidence The document is titled as an "Issuer Free Writing Prospectus" and is filed pursuant to Rule 433, which relates to securities offerings. It details the terms of a $350 million note issuance by Hercules Capital, Inc., including coupon rate, maturity, redemption options, and ratings. The document is a pricing term sheet and references a preliminary prospectus and prospectus dated December 17, 2021 and January 14, 2022. This is a clear update on a capital raising activity, specifically a debt issuance. It is not a full financial report, earnings release, or management discussion. It is not a regulatory filing unrelated to capital raising, nor is it a report publication announcement. The content fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2022-01-14 English

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