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Hercules Capital, Inc. — Investor Relations & Filings

Ticker · HTGC ISIN · US4270968476 LEI · 549300UJ5OC256GR2B73 US Financial and insurance activities
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Filings indexed 2,002 across all filing types
Latest filing 2022-05-25 Director's Dealing
Country US United States of America
Listing US HTGC

About Hercules Capital, Inc.

https://www.htgc.com/

Hercules Capital, Inc. is a specialty finance company structured as a business development company (BDC). It is the largest BDC focused on providing senior secured venture growth loans and customized debt financing to high-growth, innovative, venture capital-backed companies. The firm primarily serves businesses in the technology and life sciences sectors. As a leading non-bank venture debt lender, Hercules Capital offers flexible and agile capital solutions that enable companies to accelerate growth and reach critical milestones while minimizing the equity dilution associated with traditional venture capital funding. The company supports businesses through various stages of development, including emerging growth, pre-IPO, and M&A.

Recent filings

Filing Released Lang Actions
PRIMARY DOCUMENT
Director's Dealing
2022-05-25 English
PRIMARY DOCUMENT
Director's Dealing
2022-05-13 English
PRIMARY DOCUMENT
Director's Dealing
2022-05-09 English
8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC by Hercules Capital, Inc. It announces the filing of a prospectus supplement and equity distribution agreements related to a potential offering of common stock. The content focuses on capital raising activities, including details about the equity distribution agreements and the intended use of proceeds. There are no financial statements or detailed financial performance data included, and the document is not an annual or quarterly report. The primary subject is an update on financing activities and capital structure changes. Therefore, the document fits best under the category of Capital/Financing Update (CAP). The document length is 5551 characters, which is sufficient to contain substantive information rather than a mere announcement of a report publication or a certification. Hence, the classification is CAP with high confidence.
2022-05-09 English
424B2
Capital/Financing Update Classification · 100% confidence The document is a prospectus supplement filed pursuant to Rule 424(b)(2) related to an offering of up to 17,500,000 shares of common stock by Hercules Capital, Inc. It details the terms of the offering, the plan of distribution, risk factors, use of proceeds, capitalization, and other related information. The document is a formal offering document used to raise capital through the sale of shares. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document is not an annual or quarterly report, audit report, or earnings release, nor is it a regulatory filing or announcement of a report publication. It is a detailed financing prospectus supplement describing a share offering.
2022-05-09 English
DEFA14A
Remuneration Information Classification · 95% confidence The document is a Schedule 14A filing, which is a proxy statement related to the company's annual meeting of stockholders. It announces the date and details of the 2022 Annual Meeting of Stockholders, including matters to be voted on such as election of directors, advisory vote on executive compensation, and ratification of the independent auditor. The document also includes information about the company and instructions for shareholders to obtain the definitive proxy materials. It is not the proxy statement itself but additional materials related to the proxy solicitation. The document is not a full annual report, earnings release, or other financial report but rather a solicitation and information statement for shareholders to vote at the meeting. Therefore, the appropriate classification is Remuneration Information (DEF 14A), which covers reports detailing compensation and proxy materials related to executive pay and shareholder voting.
2022-05-09 English

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