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Hercules Capital, Inc. — Investor Relations & Filings

Ticker · HTGC ISIN · US4270968476 LEI · 549300UJ5OC256GR2B73 US Financial and insurance activities
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Filings indexed 2,002 across all filing types
Latest filing 2023-04-25 Regulatory Filings
Country US United States of America
Listing US HTGC

About Hercules Capital, Inc.

https://www.htgc.com/

Hercules Capital, Inc. is a specialty finance company structured as a business development company (BDC). It is the largest BDC focused on providing senior secured venture growth loans and customized debt financing to high-growth, innovative, venture capital-backed companies. The firm primarily serves businesses in the technology and life sciences sectors. As a leading non-bank venture debt lender, Hercules Capital offers flexible and agile capital solutions that enable companies to accelerate growth and reach critical milestones while minimizing the equity dilution associated with traditional venture capital funding. The company supports businesses through various stages of development, including emerging growth, pre-IPO, and M&A.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2023
Regulatory Filings Classification · 95% confidence The document is a letter from the company's legal counsel responding to comments from the SEC staff regarding the company's Preliminary Proxy Statement on Schedule 14A. It discusses procedural and compliance issues related to the proxy statement, including virtual meeting logistics, corporate responsibility disclosures, employee contribution matching, and audit fees disclosures. The document does not contain the proxy statement itself but is correspondence about it. The presence of Schedule 14A and the nature of the content indicate it relates to proxy solicitation materials. Since this is a response letter and not the proxy statement itself, it is best classified under Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory correspondence and filings that do not fit other categories.
2023-04-25 English
PRE 14A
Proxy Solicitation & Information Statement Classification · 100% confidence The document is titled 'SCHEDULE 14A INFORMATION' and is identified as a 'Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934.' It includes detailed information about the 2023 Annual Meeting of Hercules Capital, Inc., including proposals for stockholder votes, board of directors information, executive compensation, and voting instructions. The content is consistent with a proxy statement, which is a document sent to shareholders to solicit their votes for matters to be decided at the annual meeting. It is not an annual report (10-K), earnings release, or other financial report. The document is comprehensive and contains detailed governance and compensation information, typical of a proxy statement. Therefore, the correct classification is Proxy Solicitation & Information Statement (PSI).
2023-04-17 English
PRIMARY DOCUMENT
Director's Dealing
2023-04-14 English
PRIMARY DOCUMENT
Director's Dealing
2023-04-14 English
PRIMARY DOCUMENT
Director's Dealing
2023-04-14 English
PRIMARY DOCUMENT
Director's Dealing
2023-04-13 English

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