Skip to main content
Hercules Capital, Inc. logo

Hercules Capital, Inc. — Investor Relations & Filings

Ticker · HTGC ISIN · US4270968476 LEI · 549300UJ5OC256GR2B73 US Financial and insurance activities
Open in API
Filings indexed 2,002 across all filing types
Latest filing 2023-08-07 Capital/Financing Update
Country US United States of America
Listing US HTGC

About Hercules Capital, Inc.

https://www.htgc.com/

Hercules Capital, Inc. is a specialty finance company structured as a business development company (BDC). It is the largest BDC focused on providing senior secured venture growth loans and customized debt financing to high-growth, innovative, venture capital-backed companies. The firm primarily serves businesses in the technology and life sciences sectors. As a leading non-bank venture debt lender, Hercules Capital offers flexible and agile capital solutions that enable companies to accelerate growth and reach critical milestones while minimizing the equity dilution associated with traditional venture capital funding. The company supports businesses through various stages of development, including emerging growth, pre-IPO, and M&A.

Recent filings

Filing Released Lang Actions
497AD
Capital/Financing Update Classification · 95% confidence The document is a press release announcing a public offering of common stock by Hercules Capital, Inc. It includes details about the number of shares offered, underwriters, use of proceeds, and registration information under SEC rules (Rule 497 and Rule 482ad). There is no financial data, earnings information, or detailed report content. The document is clearly an update on a capital raising activity, specifically a public offering of shares. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is about 4973 characters, which is sufficient for a detailed announcement but not a full financial report. Hence, the classification is CAP with high confidence.
2023-08-07 English
424B2
Capital/Financing Update Classification · 95% confidence The document is a preliminary prospectus supplement filed pursuant to Rule 424(b)(2) under the Securities Act of 1933. It relates to an offering of 6,000,000 shares of common stock by Hercules Capital, Inc. The text includes detailed information about the offering, underwriting, risk factors, use of proceeds, and other disclosures typical of a prospectus supplement. It is not a financial report, earnings release, or management discussion, but rather a capital raising document. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is substantial (15,000 characters), and it is not merely an announcement or a certification, so it is not RPA or RNS. Hence, the classification is CAP with high confidence.
2023-08-07 English
8-K
Notice of Dividend Amount Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The text mentions the company issued a press release announcing earnings for the quarter ended June 30, 2023, and also a declaration of a cash distribution (dividend) with payment details. The document itself does not contain the full earnings report or detailed financial statements but references press releases as exhibits. The length is 3995 characters, which is relatively short and consistent with an announcement rather than a full report. The key content includes the declaration of a dividend amount and payment dates, which aligns with a Notice of Dividend Amount filing. Therefore, the best classification is Notice of Dividend Amount (DIV).
2023-08-03 English
10-Q
Interim / Quarterly Report Q2 2023
2023-08-03 English
8-K
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a Form 8-K Current Report filed with the SEC, dated July 20, 2023. It reports the submission of matters to a vote of security holders at the reconvened 2023 Annual Meeting of Stockholders, specifically the voting results for Proposal 4 regarding authorization to sell or issue shares below NAV. The document includes detailed voting results and references prior reporting of other vote results. The content focuses on official shareholder voting results rather than the meeting materials or proxy statements. The document length is 3849 characters, which is relatively short but contains substantive voting results data. According to the filing definitions, official results from shareholder votes at any general meeting (AGM or EGM) are classified as Declaration of Voting Results & Voting Rights Announcements (DVA). Therefore, this document is best classified as DVA.
2023-07-20 English
PRIMARY DOCUMENT
Director's Dealing
2023-07-17 English

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.