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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2018-05-02 Regulatory Filings
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated May 2, 2018, for Hennessy Advisors, Inc. It announces the issuance of a press release regarding financial results for the fiscal quarter ended March 31, 2018, and a cash dividend declaration. The document itself does not contain detailed financial statements or substantive financial data but rather references a press release as an exhibit. The length is 3419 characters, which is relatively short and consistent with an announcement rather than a full report. According to the 'Menu vs Meal' rule, this is an announcement of financial results and dividend declaration, not the full earnings release or annual/interim report itself. Therefore, the appropriate classification is Regulatory Filings (RNS), as it is a general regulatory announcement and does not fit other specific categories like Earnings Release (ER) or Notice of Dividend Amount (DIV) because it references a press release rather than providing the full content within the document.
2018-05-02 English
10-Q
Interim / Quarterly Report Q2 2018
2018-05-02 English
Regulatory Filings 2018
Regulatory Filings
2018-05-02 English
FORM 4
Director's Dealing
2018-02-13 English
FORM 3
Director's Dealing
2018-02-01 English
Declaration of Voting Results & Voting Rights Announcements 2018
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a Form 8-K current report filed with the SEC, dated January 25, 2018. It reports the submission of matters to a vote of security holders at the Annual Meeting, including election results of directors and ratification of the independent auditor. The content focuses on voting results from the Annual Meeting, which aligns with the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 3558 characters, which is short but contains detailed voting results, not just an announcement of a report publication. Therefore, it is not a Report Publication Announcement (RPA). It is not a full Annual Report (10-K), nor an earnings release or management report. The key indicator is the detailed voting results table and the description of the Annual Meeting votes. Hence, the correct classification is DVA with high confidence.
2018-01-30 English

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