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HENNESSY ADVISORS INC — Director's Dealing 2018
Feb 1, 2018
34314_dirs_2018-02-01_f40425fa-c218-4ef6-8147-234b075d82d5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2018-01-26
Reporting Person: Fahy Kathryn (SVP and CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19530 | Direct |
| Common Stock | 12588.4313 | Indirect |
Footnotes
F1: Includes 11,475 shares underlying restricted stock units that vest 25% per year beginning on the first anniversary of the dates of grants.
F2: Includes 5,987.5 shares underlying restricted stock units that vest 25% per year beginning on the first anniversary of the dates of grants.
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