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Guosen Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 002736 ISIN · CNE100001WS9 LEI · 254900SSGIWSMEOHDN82 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,233 across all filing types
Latest filing 2024-12-06 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 002736

About Guosen Securities Co.,Ltd.

https://www.guosen.com.cn

Guosen Securities Co.,Ltd. provides a comprehensive suite of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through equity and debt underwriting, merger and acquisition advisory, and corporate restructuring services. It maintains a robust retail presence via an extensive network and digital trading platforms, offering wealth management and investment consulting. The organization is noted for its specialization in supporting small and medium-sized enterprises with initial public offerings and secondary market financing. Its institutional division delivers specialized research, asset management products, and proprietary trading strategies, serving a broad spectrum of individual, corporate, and institutional clients.

Recent filings

Filing Released Lang Actions
董事会关于本次交易填补被摊薄即期回报相关措施及承诺事项的说明
Capital/Financing Update Classification · 95% confidence The document is a detailed explanation from the board of directors of Guosen Securities Co., Ltd. regarding the dilution of immediate earnings per share caused by a transaction involving the issuance of A shares to acquire a controlling stake in Wanhe Securities. It includes financial data comparisons before and after the transaction, references to regulatory requirements, and outlines measures to mitigate the dilution impact and protect investors. The document also contains commitments from the company's directors, senior management, and controlling shareholders regarding these measures. The content focuses on the impact of a capital transaction on earnings and investor protection measures, which aligns with a Capital/Financing Update rather than a full annual or interim report, audit report, or other categories. The document length is 3340 characters, which is substantive and contains financial data and management explanations related to a financing transaction. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2024-12-06 Chinese
董事会关于本次交易符合《上市公司监管指引第9号——上市公司筹划和实施重大资产重组的监管要求》第四条规定的说明
Capital/Financing Update Classification · 95% confidence The document is a statement from the board of directors of Guosen Securities Co., Ltd. regarding the compliance of a proposed transaction with regulatory guidelines on major asset restructuring for listed companies. It discusses the planned issuance of shares to purchase a controlling stake in another company, the legal and regulatory compliance of the transaction, and the strategic benefits of the acquisition. The document does not contain financial statements or detailed financial performance data but is an explanation and compliance statement related to a significant transaction. This fits the category of Capital/Financing Update (CAP), as it relates to a major financing and capital structure change through share issuance for acquisition.
2024-12-06 Chinese
第一创业证券承销保荐有限责任公司关于国信证券股份有限公司发行股份购买资产暨关联交易产业政策和交易类型的核查意见
Capital/Financing Update Classification · 95% confidence The document is an independent financial advisor's verification opinion regarding a transaction involving Guosen Securities Co., Ltd. issuing shares to purchase assets and related party transactions. It references regulatory guidelines from the China Securities Regulatory Commission and Shenzhen Stock Exchange, discusses the nature of the transaction (industry classification, transaction type, issuance of shares), and concludes on compliance matters. The document is a formal verification or opinion letter related to a capital transaction, not a full financial report or earnings release. It is not a report publication announcement since it contains substantive content and analysis. The document fits best under Capital/Financing Update (CAP) as it concerns issuance of shares and asset purchase transaction details.
2024-12-06 Chinese
国信证券股份有限公司2023年度、2024年1-6月备考合并财务报表审阅报告
Audit Report / Information Classification · 95% confidence The document is titled as an "审阅报告" (Review Report) for 国信证券股份有限公司's 2023年度 and 2024年1-6月备考合并财务报表 (pro forma consolidated financial statements). It includes detailed pro forma consolidated balance sheets, income statements, and extensive notes (171 pages total). The report is issued by an accounting firm (天健会计师事务所) and references Chinese regulatory standards, including the China Securities Regulatory Commission (中国证监会) rules for major asset restructurings. The document contains detailed financial data, accounting policies, and notes related to a significant asset restructuring transaction involving issuance of shares to purchase assets. The presence of a review report (审阅报告) and detailed pro forma financial statements with notes indicates this is a standalone audit/review report rather than a full annual report or interim report. It is not a simple announcement or certification but a comprehensive review report on pro forma financials prepared for a major asset restructuring. Therefore, the document fits best into the category of Audit Report / Information (AR). H1 2024
2024-12-06 Chinese
第一创业证券承销保荐有限责任公司关于国信证券股份有限公司本次交易摊薄即期回报影响的情况及采取填补回报措施的核查意见
Capital/Financing Update Classification · 95% confidence The document is a detailed independent financial advisor's opinion on the impact of a transaction on immediate earnings dilution and the measures taken to compensate for this dilution. It includes financial data comparisons before and after the transaction, regulatory references, commitments from the company's board and controlling shareholders, and a conclusion from the independent financial advisor. The document is not a full annual or interim report, nor is it a simple announcement or certification. It is a specialized report related to the financial impact and compliance of a major transaction, specifically focusing on earnings dilution and remedial measures. This fits best under the category of Capital/Financing Update (CAP), as it deals with a significant financing transaction (share issuance to acquire a controlling stake) and its financial implications and mitigation measures.
2024-12-06 Chinese
董事会审计委员会2023年度对会计师事务所履职情况的评估报告
Audit Report / Information Classification · 95% confidence The document is an evaluation report by the Board Audit Committee on the performance of the accounting firm Tianjian CPA Firm for the year 2023. It details the qualifications, audit quality management, audit execution, human resources, information security, and risk capacity of the auditor. It does not contain actual financial statements or results but is an assessment of the auditor's work and compliance with regulations. This type of document is a standalone audit-related report focusing on audit quality and auditor performance, which fits the category of Audit Report / Information (AR). The document length is 2363 characters, which is sufficient for a detailed report rather than a brief announcement. Therefore, the classification is AR with high confidence. FY 2023
2024-12-06 Chinese

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