Skip to main content
Guosen Securities Co.,Ltd. logo

Guosen Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 002736 ISIN · CNE100001WS9 LEI · 254900SSGIWSMEOHDN82 Shenzhen Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,233 across all filing types
Latest filing 2024-12-06 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 002736

About Guosen Securities Co.,Ltd.

https://www.guosen.com.cn

Guosen Securities Co.,Ltd. provides a comprehensive suite of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through equity and debt underwriting, merger and acquisition advisory, and corporate restructuring services. It maintains a robust retail presence via an extensive network and digital trading platforms, offering wealth management and investment consulting. The organization is noted for its specialization in supporting small and medium-sized enterprises with initial public offerings and secondary market financing. Its institutional division delivers specialized research, asset management products, and proprietary trading strategies, serving a broad spectrum of individual, corporate, and institutional clients.

Recent filings

Filing Released Lang Actions
董事会关于评估机构的独立性、评估假设前提的合理性、评估方法与评估目的的相关性及评估定价的公允性的说明
Capital/Financing Update Classification · 95% confidence The document is a statement from the board of directors of Guosen Securities Co., Ltd. regarding the independence of the appraisal agency, the reasonableness of appraisal assumptions, the relevance of appraisal methods to the appraisal purpose, and the fairness of the appraisal pricing. It relates to a major asset restructuring transaction involving the purchase of shares in Wanhe Securities Co., Ltd. The document references an asset appraisal report used as the basis for pricing in the transaction. The content focuses on the board's review and explanation of the appraisal process and fairness of the transaction price, which is typical for disclosures related to major asset restructuring or capital transactions. The document is relatively short (1368 characters) and does not contain full financial statements or detailed financial data. It is not an annual or interim report, audit report, or earnings release. It is not a simple announcement of a report publication but a detailed explanation related to a capital transaction. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2024-12-06 Chinese
董事会关于本次交易符合《上市公司证券发行注册管理办法》第十一条规定的说明
Capital/Financing Update Classification · 95% confidence The document is a statement from the board of directors of Guosen Securities Co., Ltd. regarding the compliance of a proposed transaction with Article 11 of the "Administrative Measures for the Registration of Securities Issuance by Listed Companies." It discusses the company's intention to acquire shares through issuing A shares and confirms that the transaction meets regulatory requirements. The document is short (830 characters) and serves as an official explanation or announcement about the transaction's regulatory compliance rather than a full financial report or detailed filing. It does not contain financial statements or detailed financial data. This fits best under Capital/Financing Update (CAP) as it relates to a financing transaction and regulatory compliance for share issuance.
2024-12-06 Chinese
关于召开2024年第四次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed notice about convening the 2024 fourth extraordinary general meeting of shareholders for Guosen Securities Co., Ltd. It includes information about the meeting date, voting procedures, agenda items, and proxy forms. The content focuses on the announcement and procedural details for the shareholders' meeting rather than the meeting materials or results themselves. There is no financial data or report content, only the notification and instructions for the meeting. Therefore, this document fits the category of a shareholder meeting notice, which aligns best with the category of Declaration of Voting Results & Voting Rights Announcements (DVA) or Proxy Solicitation & Information Statement (PSI). However, since this document is a notice of the meeting and voting procedures rather than the solicitation materials or voting results, it is most appropriate to classify it as Proxy Solicitation & Information Statement (PSI). The document length is sufficient and contains detailed procedural information, not just a brief announcement, so it is not RPA or RNS. Hence, the best classification is PSI with high confidence.
2024-12-06 Chinese
第五届监事会第二十次会议（临时）决议公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement of resolutions passed at a supervisory board meeting of Guosen Securities Co., Ltd. It focuses on approving a major asset purchase through issuance of shares, including detailed terms of the transaction, pricing, lock-up periods, and related party disclosures. It references various legal and regulatory frameworks and includes voting results. The document is not a financial report, earnings release, or audit report itself, but rather a formal announcement of board-level decisions related to a capital transaction and related approvals. This fits the category of Capital/Financing Update (CAP), as it provides comprehensive information on a financing activity involving issuance of shares to purchase assets. The document length and detail confirm it is not a brief announcement or a proxy statement, but a substantive update on capital structure changes.
2024-12-06 Chinese
国信证券股份有限公司发行股份购买资产暨关联交易报告书（草案）摘要
Capital/Financing Update Classification · 95% confidence The document is titled "发行股份购买资产暨关联交易报告书（草案）" which translates to "Report on Issuance of Shares to Purchase Assets and Related Party Transactions (Draft)". It is a detailed report concerning a major transaction involving issuance of shares to purchase assets from related parties. The document includes extensive financial data, transaction details, impact on the company, approvals required, and risk disclosures. It is not a simple announcement but a comprehensive report on a capital transaction involving asset acquisition and related party dealings. This fits the category of Capital/Financing Update (CAP), as it details fundraising and capital structure changes through share issuance for asset purchase. The document is lengthy (15,000 characters) and contains substantive financial and transaction information, not just an announcement or summary. Therefore, the appropriate classification is CAP with high confidence.
2024-12-06 Chinese
万和证券股份有限公司股东全部权益价值资产评估报告
Capital/Financing Update Classification · 95% confidence The document is a detailed asset valuation report related to Guoxin Securities Co., Ltd.'s proposed issuance of shares to purchase shares held by Shenzhen Capital Operation Group Co., Ltd. and other shareholders in Wanhe Securities Co., Ltd. It includes extensive information about the valuation methodology, the assessed market value of the equity, the involved parties, and the history and structure of the company and its shareholders. The document is titled as an "Asset Valuation Report" and contains substantive financial and valuation data, not merely an announcement or summary. It is not a general annual report, earnings release, or management discussion, but a specialized valuation report prepared for a specific transaction involving share issuance and purchase. This fits the category of Capital/Financing Update (CAP), as it relates to a financing activity involving issuance of shares and acquisition of equity interests, supported by a formal valuation report. The document length (15,000 characters) and content confirm it is the report itself, not just an announcement or certification. Therefore, the appropriate classification is CAP with high confidence.
2024-12-06 Chinese

Browse filings by year

13 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.