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gumi Inc. — Investor Relations & Filings

Ticker · 3903 ISIN · JP3273810006 T Publishing, broadcasting, and content production and distribution activities
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Filings indexed 72 across all filing types
Latest filing 2024-09-10 Regulatory Filings
Country JP Japan
Listing T 3903

About gumi Inc.

https://gu3.co.jp/en/

gumi Inc. is a mobile entertainment content publisher and developer that creates and operates a portfolio of mobile online games. The company is known for titles such as "Brave Frontier" and "The Alchemist Code." In addition to its core gaming business, gumi Inc. is actively expanding into new technological domains. The company utilizes emerging technologies like blockchain and XR (Extended Reality) to develop novel content and services, aiming to deliver unique digital experiences to a global audience. This strategic focus positions the company as a pioneer in next-generation entertainment markets.

Recent filings

Filing Released Lang Actions
臨時報告書
Regulatory Filings Classification · 100% confidence The document is titled "臨時報告書" (Extraordinary Report) in the header section and explicitly states it is filed based on Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act and Article 19, Paragraph 2, Item 19 of the Cabinet Office Ordinance on Disclosure of Corporate Information. This structure strongly indicates a regulatory filing concerning a significant event that impacts the company's financial condition, which is characteristic of a timely disclosure required in Japan. While it details a financial event (investment gain from crypto assets), the document itself is the formal filing document reporting this event, not the full annual report (10-K), interim report (IR), or just an earnings release (ER). Given the specific nature of reporting a significant event outside of regular reporting cycles, and considering the available codes, this best fits the general category for regulatory filings that don't match other specific types, or potentially a Capital/Financing Update (CAP) if the event was a financing, but here it's a material event disclosure. Since it is a formal, required disclosure document (臨時報告書), and it doesn't perfectly align with the specific definitions like DIV, DIRS, or DEF 14A, the most appropriate general regulatory filing code is RNS (Regulatory Filings), which serves as a fallback for miscellaneous regulatory announcements not covered elsewhere, or potentially a specific type if one fits better. The content is a disclosure of a significant event impacting financials, which often falls under timely disclosure rules. Given the options, RNS is the safest general regulatory classification for an 'Extraordinary Report' not explicitly defined elsewhere, although in some contexts, a filing reporting a material event might be classified differently based on the underlying event. However, since the document is the formal filing itself and not an announcement of a report (RPA), RNS is selected as the best fit among the provided codes for a general, non-periodic regulatory disclosure.
2024-09-10 Japanese
臨時報告書
Declaration of Voting Results & Voting Rights Announcements Classification · 98% confidence The document is titled '臨時報告書' (Extraordinary Report) and explicitly states in Section 1 ('提出理由') that it is being filed because the resolutions of the Annual General Meeting (AGM) held on July 26, 2024, have been decided, pursuant to Japanese financial regulations (FIEA Article 24-5(4)). Section 2 ('報告内容') details the date of the shareholder meeting, the specific resolutions passed (election of directors), and the voting results (votes for/against/abstain). This content perfectly matches the definition of reporting the results of a shareholder meeting vote. The appropriate code is AGM-R (AGM Information) or DVA (Declaration of Voting Results & Voting Rights Announcements). Since the primary focus is reporting the *results* of the vote taken at the AGM, DVA is the most precise fit, although AGM-R is also highly relevant. Given the detailed voting breakdown, DVA is superior. The document length is short (2026 chars), but it is a formal regulatory filing (臨時報告書) reporting final results, not just an announcement *about* a future meeting or report.
2024-07-26 Japanese
確認書
Audit Report / Information Classification · 95% confidence The document is extremely short (566 characters) and contains a header section typical of Japanese regulatory filings, specifically mentioning '有価証券報告書' (Annual Securities Report/10-K equivalent) and confirming its appropriateness based on the Financial Instruments and Exchange Act ('金融商品取引法'). The core content is a confirmation statement ('確認書') signed by the CEO and Director regarding the appropriateness of the Annual Securities Report for the period ending April 30, 2024. This structure—a short confirmation document related to a major annual filing—is characteristic of a document confirming the accuracy of a primary report, rather than the report itself. Since it is a confirmation related to the annual filing (which would typically be a 10-K), and it is not a standard earnings release (ER) or interim report (IR), it fits best as a general regulatory confirmation or a specific type of filing related to governance or compliance. Given the context of confirming the '有価証券報告書' (Annual Securities Report), and the document being a short confirmation rather than the full report, it is most likely a specific compliance document. However, none of the provided codes perfectly match a 'Confirmation of Annual Report Accuracy' document. The closest related concepts are the Annual Report (10-K) or a general Regulatory Filing (RNS). Since this is a formal confirmation required by law regarding the annual filing, and it is not the full 10-K, it is classified as a general Regulatory Filing (RNS) as a fallback for specific compliance confirmations not explicitly listed, although it strongly relates to the 10-K process. FY 2024
2024-07-26 Japanese
内部統制報告書－第17期(2023/05/01－2024/04/30)
Audit Report / Information Classification · 98% confidence The document header explicitly states the filing type as "内部統制報告書" (Internal Control Report) and cites the legal basis as Article 24-4-4, Paragraph 1 of the Financial Instruments and Exchange Act ("金融商品取引法第24条の４の４第１項"). The content discusses the framework, scope, basis date (April 30, 2024), and evaluation procedures for internal controls over financial reporting, concluding that the internal controls are effective. This structure and content perfectly align with the requirements for an Internal Control Report, which is typically filed alongside the Annual Report (10-K) or as a standalone compliance document. Given the specific nature of reporting on internal controls over financial reporting, this is best classified as an Audit Report / Information (AR), as it relates to the assurance and control environment surrounding financial statements, although it is distinct from a standard external audit opinion. However, looking at the provided definitions, 'AR' is defined as 'Standalone audit reports, applied accounting principles, and results of internal or regulatory stress tests (excluding full Annual Reports)'. Since this is a report on internal controls, which is a key component of financial reporting assurance, AR is the closest fit among the options, as it is not a 10-K, ER, or IR. FY 2024
2024-07-26 Japanese
有価証券報告書－第17期(2023/05/01－2024/04/30)
Annual Report Classification · 100% confidence The document contains a header identifying it as an '有価証券報告書' (Annual Securities Report) filed with the Kanto Local Finance Bureau under the Financial Instruments and Exchange Act. It specifies a fiscal year period (2023-05-01 to 2024-04-30) and includes XBRL tagging metadata typical of a Japanese 10-K equivalent. This is the comprehensive annual financial report for the company. FY 2024
2024-07-26 Japanese
臨時報告書
Major Shareholding Notification Classification · 100% confidence The document is titled '臨時報告書' (Extraordinary Report) and is submitted to the Kanto Local Finance Bureau ('関東財務局長'). The filing date is July 16, 2024. Section 1 ('提出理由') explicitly states that the report is being filed because the payment procedure for a third-party allotment of new shares (a capital change event) was completed, resulting in a change in major shareholders, as required by Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act. Section 2 details the change in major shareholder ownership percentage (from -% to 19.99%). This structure—a formal report detailing a significant, non-periodic corporate action like a capital change or major shareholder shift—is characteristic of a Japanese 'Extraordinary Report' (or 'Timely Disclosure'). Among the provided codes, 'CAP' (Capital/Financing Update) is the most relevant category as the core event is a third-party allotment of new shares, which is a financing activity leading to a capital structure change. While it is a formal filing, it is not a standard periodic report like 10-K or IR, nor is it a simple announcement of a report (RPA/RNS). Given the focus on the completion of a share issuance/financing event, CAP is the best fit.
2024-07-16 Japanese

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