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Guggenheim Active Allocation Fund — Investor Relations & Filings

Ticker · GUG ISIN · US40170T1060 LEI · 549300WVFF2XZ68PVT94 US Financial and insurance activities
Filings indexed 142 across all filing types
Latest filing 2025-12-19 Director's Dealing
Country US United States of America
Listing US GUG

About Guggenheim Active Allocation Fund

https://www.guggenheiminvestments.com/c…

Guggenheim Active Allocation Fund is a diversified, leveraged, closed-end management investment company. The fund's primary investment objective is to maximize total return through a combination of current income and capital appreciation. It pursues a dual strategy, employing both tactical asset allocation to dynamically shift investments across asset classes and a relative value-based approach to identify securities with attractive risk/reward characteristics. The fund's sub-adviser combines a credit-managed fixed-income portfolio with access to a diversified pool of alternative investments and equity strategies. The fund invests in a wide range of fixed-income and debt instruments from various sectors and credit qualities, common equity securities, and alternative investments, including derivatives.

Recent filings

Filing Released Lang Actions
Director's Dealing 2025
Director's Dealing
2025-12-19 English
GUG
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content details the entry into and termination of material definitive agreements related to fund administration and custody services. It includes descriptions of agreements with The Bank of New York Mellon and MUFG, but does not contain financial statements or quarterly/yearly financial results. The document is not an annual or interim report, earnings release, or management discussion. It is a regulatory filing announcing material contract changes. Therefore, the appropriate classification is Regulatory Filings (RNS). The document length (6412 characters) and detailed content support this classification with high confidence.
2025-12-15 English
Regulatory Filings 2025
Regulatory Filings
2025-10-28 English
Regulatory Filings 2025
Regulatory Filings
2025-08-26 English
Regulatory Filings 2025
Regulatory Filings
2025-08-13 English
NCSR
Annual Report Classification · 95% confidence The document is a Form N-CSR, which is a Certified Shareholder Report of Registered Management Investment Companies filed with the SEC. It includes detailed financial and performance information for the Guggenheim Active Allocation Fund for the fiscal year ending May 31, 2025. The text contains extensive management discussion of fund performance, economic and market overview, distribution details, leverage use, and derivatives strategy. The document is lengthy (15,000 characters) and contains substantive financial data and analysis, not just an announcement or certification. This matches the characteristics of an Annual Report for an investment fund, which is a comprehensive yearly report covering company activity and full financial performance. Therefore, the appropriate classification is Annual Report (10-K).
2025-08-04 English

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