Skip to main content
Founder Securities Co.,Ltd. logo

Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,860 across all filing types
Latest filing 2023-02-27 Annual Report
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2022年年度报告
Annual Report Classification · 100% confidence The document is titled '2022 年年度报告 ANNUAL REPORT2022' which translates to '2022 Annual Report'. It contains detailed sections typical of an annual report such as company overview, financial highlights, management discussion and analysis, corporate governance, social responsibility, and audited financial statements. The text mentions the audit by an accounting firm with an unqualified opinion, detailed financial data for the year ending December 31, 2022, and comprehensive business and financial information. The length of the document (15,000 characters) and the depth of content confirm it is the full annual report, not just an announcement or summary. Therefore, the document fits the definition of an Annual Report (10-K). FY 2022
2023-02-27 Chinese
方正证券股份有限公司2022年度关联交易情况的专项说明
Audit Report / Information Classification · 95% confidence The document is titled as a "2022年度关联交易情况的专项说明" which translates to "Special Explanation on Related Party Transactions for 2022". It includes an internal special audit report on related party transactions for the year 2022, prepared by a certified public accounting firm (ShineWing). The document contains detailed audit findings, descriptions of related party transactions, internal control system evaluations, and compliance with regulatory requirements. It references the audit of the 2022 financial statements and includes detailed financial data related to related party transactions. The document is about a standalone audit report focusing on related party transactions, not a full annual report or a general financial statement. It is not a brief announcement or a certification letter but a substantive audit report. Therefore, the document fits the category of Audit Report / Information (AR). The document length (9885 characters) and content depth support this classification with high confidence. FY 2022
2023-02-27 Chinese
2022年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is a formal announcement from 方正证券股份有限公司 regarding the 2022年度利润分配方案 (2022 annual profit distribution plan). It details the cash dividend per share, total dividend amount, reasons for the dividend level, and the decision-making process including board and independent director opinions. The document does not contain full financial statements or comprehensive financial performance data but focuses on the dividend distribution plan and related shareholder information. It is a typical Notice of Dividend Amount announcement, providing dividend details, payment plans, and shareholder meeting information for approval. The document length is 2170 characters, which is relatively short and focused on dividend distribution rather than a full annual report or earnings release. Therefore, the appropriate classification is Notice of Dividend Amount (DIV).
2023-02-27 Chinese
独立董事关于第四届董事会第二十八次会议审议事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion report from the independent directors of Founder Securities regarding the 28th meeting of the 4th board of directors. It covers several topics including the 2022 profit distribution plan, internal control evaluation report, related party transactions, director and senior management performance and remuneration, appointment of senior management, and related party fund occupation and guarantees. The document is a formal opinion on board meeting agenda items, not a full annual report or financial statement. It is not a certification or a brief announcement but a detailed independent opinion on board matters. This fits best under Board/Management Information (MANG) as it relates to board meeting decisions and management appointments and evaluations.
2023-02-27 Chinese
关于2022年度风险控制指标相关情况的报告
Audit Report / Information Classification · 95% confidence The document is titled as a report on risk control indicators for the year 2022 by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It contains detailed financial risk control metrics such as net capital, net assets, risk coverage ratio, capital leverage ratio, liquidity coverage ratio, and other related ratios as of December 31, 2022, and December 31, 2021. The document also discusses compliance with regulatory standards set by the China Securities Regulatory Commission (CSRC) and mentions capital replenishment through retained earnings. The content is focused on risk control indicators and regulatory compliance rather than a full annual report or audit report. It is a standalone report on risk control indicators, which aligns with the definition of an Audit Report / Information (AR) as it relates to applied accounting principles and regulatory stress tests but is not a full annual report. The document length is short (882 characters), but it contains substantive financial data and analysis, so it is not merely an announcement or certification. Therefore, the appropriate classification is AR (Audit Report / Information). FY 2022
2023-02-27 Chinese
关于高级管理人员辞职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the resignation of a senior management officer (Chief Risk Officer) and the appointment of a replacement. It contains no financial data, no report references, and is focused on management changes. This fits the category of Board/Management Information (MANG). The document length is short and it is not a report or announcement of a report publication.
2023-02-27 Chinese

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.