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FIRST TRUST SENIOR FLOATING RATE INCOME FUND II — Investor Relations & Filings

Ticker · FCT ISIN · US33733U1088 LEI · 549300188EQ1UO018C30 US Financial and insurance activities
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Filings indexed 488 across all filing types
Latest filing 2026-05-29 Proxy Solicitation & In…
Country US United States of America
Listing US FCT

About FIRST TRUST SENIOR FLOATING RATE INCOME FUND II

https://www.ftportfolios.com/retail/cef…

First Trust Senior Floating Rate Income Fund II is a closed-end management investment company. The Fund's primary investment objective is to seek a high level of current income, with a secondary objective of capital preservation. To achieve these goals, the Fund invests primarily in a diversified portfolio of senior secured floating-rate corporate loans. These loans are typically senior in the capital structure of the borrowing entity and have interest rates that reset periodically based on a reference rate. The Fund may also invest a portion of its assets in U.S. dollar-denominated foreign investments.

Recent filings

Filing Released Lang Actions
ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS
Proxy Solicitation & Information Statement
2026-05-29 English
CURRENT REPORT
Regulatory Filings Classification · 93% confidence The document is a Form 8-K current report filed with the SEC, specifically disclosing a Regulation FD item about a proposed reorganization and including a press release exhibit. It does not present financial statements or an earnings summary, nor is it a management/Q&A transcript or an annual/interim report. It is a general regulatory filing under the Exchange Act, fitting the fallback category “Regulatory Filings (RNS).”
2026-05-14 English
CURRENT REPORT
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The content describes a board-approved reorganization of a closed-end fund into an actively managed ETF. It includes a press release as an exhibit. The document length is 3433 characters, which is relatively short and primarily serves as an announcement of a corporate event rather than a detailed financial report. There are no financial statements or detailed financial data included. This fits the profile of a Regulatory Filing (RNS) as it is a general regulatory announcement reporting a significant corporate event without substantive financial data or detailed report content.
2025-12-09 English
Regulatory Filings 2025
Regulatory Filings Classification · 95% confidence The document text contains detailed portfolio holdings and investment data for First Trust Senior Floating Rate Income Fund II, including security identifiers, amounts, and valuations. The presence of the term 'NPORT-P' at the beginning indicates this is a regulatory filing related to portfolio holdings reporting for registered investment companies. The document is structured as a detailed holdings report rather than a narrative or financial statement. It does not contain financial results, management discussion, or meeting information. Given the nature of the data and the NPORT-P form reference, this filing is best classified as a Regulatory Filing (RNS), which is the fallback category for miscellaneous regulatory reports that do not fit other specific categories.
2025-10-29 English
AMENDED FIDELITY BOND
Regulatory Filings Classification · 95% confidence The document is a filing addressed to the SEC regarding a Joint Fidelity Bond under Investment Company Act Rule 17g-1. It includes details about the bond coverage period, a certificate of the assistant secretary, and a blanket bond insurance agreement. The document is a regulatory compliance filing related to insurance coverage for investment funds, not a financial report, earnings release, or management discussion. It is short (2613 characters) and primarily serves as a formal notification and submission of bond documentation. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory compliance documents that do not fit other specific categories.
2025-10-14 English
OWNERSHIP DOCUMENT
Director's Dealing
2025-09-05 English

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