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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
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Filings indexed 908 across all filing types
Latest filing 2021-08-06 Capital/Financing Update
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
424B5 Filing
Capital/Financing Update Classification · 100% confidence The document is titled 'Prospectus Supplement' and references a 'prospectus dated April 9, 2021.' It discusses the offering of 10,000,000 shares of common stock through equity distribution agreements with agents. The text includes detailed information about the terms of the offering, plan of distribution, risk factors, and legal matters. It is a formal offering document filed pursuant to Rule 424(b)(5), which is a SEC rule related to prospectus supplements for securities offerings. The document is not an annual or quarterly report, earnings release, or management discussion. It is clearly a capital raising document describing a stock offering. Therefore, it fits the category of Capital/Financing Update (CAP).
2021-08-06 English
8-K Filing
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated August 5, 2021, by Ellington Financial Inc. It announces the issuance of a press release containing financial results for the quarter ended June 30, 2021. The document explicitly states that the press release is furnished as Exhibit 99.1 and is incorporated by reference. The content corresponds to an initial announcement of quarterly financial results, which matches the definition of an Earnings Release (ER). The document length is 4401 characters, which is relatively short but contains the actual earnings announcement rather than just a notice of report availability. Therefore, it is classified as an Earnings Release (ER).
2021-08-05 English
8-K Filing
Notice of Dividend Amount Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated August 4, 2021. It announces that the Board of Directors declared a monthly dividend of $0.15 per share payable on September 27, 2021. The document includes a press release as an exhibit and does not contain detailed financial statements or comprehensive financial data. The primary content is the announcement of a dividend amount and payment details. According to the filing definitions, announcements of dividend amounts and payment dates fall under the category 'Notice of Dividend Amount' (DIV). The document length is 3272 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, the appropriate classification is DIV with high confidence.
2021-08-04 English
4 Filing
Director's Dealing
2021-08-02 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated July 16, 2021, by Ellington Financial Inc. It announces an event related to the estimated book value per share as of June 30, 2021, and includes a press release as an exhibit. The document is relatively short (3997 characters) and primarily serves as a disclosure of an event rather than a full financial report. It does not contain comprehensive financial statements or detailed analysis. The nature of the filing is to inform the public of a specific event or update, consistent with the purpose of a Current Report (8-K). Given these characteristics, the filing best fits the category of Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory announcements and disclosures that do not fit other specific categories.
2021-07-16 English
8-K Filing
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated July 6, 2021. It announces the entry into a material definitive agreement related to an underwriting agreement for the sale of common stock. The content focuses on the description of the agreement, parties involved, and legal opinions attached as exhibits. There are no financial statements or detailed financial performance data included. The document is a regulatory announcement of a financing event rather than a full financial report or earnings release. Therefore, it fits best under Capital/Financing Update (CAP). The document length (7706 characters) supports it being a full filing rather than a brief announcement. Hence, the classification is CAP with high confidence.
2021-07-09 English

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