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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
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Filings indexed 908 across all filing types
Latest filing 2021-10-19 Major Shareholding Noti…
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
SC 13D/A Filing
Major Shareholding Notification
2021-10-19 English
8-K Filing
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated October 12, 2021. It announces the entry into a material definitive agreement related to an underwriting agreement for the sale of common stock. The document includes details about the agreement, the parties involved, and references to exhibits such as the underwriting agreement and legal opinion. There are no financial statements or detailed financial performance data included. The document is primarily an announcement of a financing event and related agreements, not a full financial report or earnings release. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 7968 characters, which is sufficient for a detailed announcement but does not contain comprehensive financial data or management discussion. Hence, the classification is CAP with high confidence.
2021-10-15 English
424B5 Filing
Capital/Financing Update Classification · 95% confidence The document is a prospectus supplement filed pursuant to Rule 424(b)(5) related to a public offering of 5,000,000 shares of common stock. It includes detailed information about the offering terms, underwriting, risk factors, use of proceeds, and legal matters. The document is not a financial report, earnings release, or management discussion but rather a disclosure document for a capital raising event. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length is substantial and contains detailed offering information, not just an announcement or a brief notice, so it is not a Report Publication Announcement (RPA) or Regulatory Filing (RNS). Therefore, the correct classification is CAP with high confidence.
2021-10-14 English
424B5 Filing
Capital/Financing Update Classification · 100% confidence The document is a preliminary prospectus supplement related to a securities offering, specifically for 5,000,000 shares of common stock. It includes detailed information about the offering terms, underwriting, risk factors, use of proceeds, and legal matters. It references SEC registration numbers and is filed pursuant to Rule 424(b)(5), which is typical for prospectus supplements in capital raising activities. This type of document is not a financial report, earnings release, or management discussion, but rather a capital/financing update announcing a new share offering and related details. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length and content confirm it is not a brief announcement or a report publication announcement, but a substantive offering document.
2021-10-12 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated October 12, 2021. It includes a press release announcing an estimated book value per share as of September 30, 2021. The document is relatively short (4020 characters) and primarily serves to furnish information pursuant to Item 7.01 (Other Events) of Form 8-K. It does not contain detailed financial statements or substantive financial data but rather a press release summary. According to the rules, such a document is a regulatory announcement and does not constitute a full financial report like an Annual or Interim Report. It is not a certification or officer attestation, so it is not classified as Regulatory Filings (RNS) for certification purposes. Instead, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and miscellaneous filing that does not fit other categories.
2021-10-12 English
8-K Filing
Notice of Dividend Amount Classification · 100% confidence The document is a Form 8-K Current Report filed with the SEC, dated October 7, 2021. The key content is the announcement of the Board of Directors declaring a monthly dividend on common stock and a quarterly dividend on preferred stock, including payment dates and record dates. There is no detailed financial statement or comprehensive report, only a dividend declaration announcement. The document length is 3506 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this filing is best classified as a Notice of Dividend Amount (DIV).
2021-10-08 English

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