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Dongxing Securities Corporation Limited — Investor Relations & Filings

Ticker · 601198 ISIN · CNE100002177 LEI · 3003005E7NY9IQW9AF89 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,432 across all filing types
Latest filing 2026-05-18 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601198

About Dongxing Securities Corporation Limited

http://www.dxzq.net

Dongxing Securities Corporation Limited provides comprehensive capital market services, operating as a subsidiary of China Orient Asset Management Co., Ltd. The firm delivers a broad spectrum of solutions, including securities brokerage, investment banking, and asset management. Its investment banking division specializes in underwriting, sponsorship for initial public offerings, and advisory services for mergers and acquisitions. Additionally, the company engages in proprietary trading, investment consulting, and margin trading. Serving individual, institutional, and corporate clients, the firm utilizes its relationship with its parent company to create synergies in asset management and specialized financial product development. The organization emphasizes professional risk management and technical innovation to support its portfolio of financial instruments and advisory services.

Recent filings

Filing Released Lang Actions
东兴证券股份有限公司2025年度及2024年度财务报表及审计报告
Audit Report / Information Classification · 95% confidence The document is titled “2025年度及2024年度财务报表及审计报告” and contains the standalone audit opinion from KPMG along with the audited financial statements (balance sheets, income statements, notes, and key audit matters). It is not a full annual report with narrative discussion, and it is not merely an announcement or certification. Therefore, it best fits the “Audit Report / Information” category (AR). FY 2025
2026-05-18 Chinese
国投证券股份有限公司关于本次交易相关主体不存在不得参与任何上市公司重大资产重组情形的核查意见
M&A Activity Classification · 85% confidence The document is a verification opinion (“核查意见”) issued by the independent financial adviser (国投证券) regarding a proposed share‐swap merger (major asset reorganization) between 東兴证券, 中金公司, and 信达证券. It directly relates to M&A transaction documentation and compliance with regulatory guidelines for a major asset restructuring. This fits the definition of “M&A Activity” (Code: TAR) as it is a document related to a merger proposal.
2026-05-18 Chinese
东兴证券股份有限公司关于披露重大资产重组报告书的一般风险提示公告
M&A Activity Classification · 85% confidence The document is a formal announcement by Dongxing Securities regarding the general risk warning for a planned major asset restructuring (share-swap absorption merger) with CICC and Cinda Securities. It outlines the board resolution, scheme details, and conditions before shareholder approval. This fits the M&A Activity category (announcements related to merger proposals or takeover bids).
2026-05-18 Chinese
东兴证券董事会关于估值机构的独立性、估值假设前提的合理性、估值方法与估值目的的相关性以及估值定价的公允性的说明
M&A Activity Classification · 92% confidence The document is issued by the Board of Directors of Dongxing Securities and provides a detailed explanation of the valuation institution’s independence, assumptions, methods, and fairness of pricing in connection with a proposed share-swap absorption merger involving Dongxing Securities, CICC, and Xinda Securities. This clearly relates to a major asset restructuring/merger transaction announcement. It is not an AGM material, financial report, dividend notice, or simple publication notice. It falls under M&A Activity (announcements/documents related to merger proposals).
2026-05-18 Chinese
国浩律师（上海）事务所关于中国国际金融股份有限公司换股吸收合并东兴证券股份有限公司之法律意见书
M&A Activity Classification · 90% confidence The document is a detailed legal opinion (‘法律意见书’) issued by Grandall Law Firm concerning the share-exchange absorption merger of Dongxing Securities and CICC. It is part of the materials prepared for a merger transaction rather than a routine financial report or mere announcement. This corresponds to M&A Activity (Code: TAR) as it is a substantive document relating to a merger proposal and structure.
2026-05-18 Chinese
东兴证券董事会关于本次交易不存在直接或间接有偿聘请其他第三方机构或个人的说明
M&A Activity Classification · 82% confidence The document is issued by the board of 东兴证券 regarding the proposed absorption merger by share swap with 中金公司 and 信达证券. It outlines the engagement of financial, legal, and audit advisors and confirms no other paid third parties were hired. This is directly related to merger activity and is not a simple report publication or certification letter. Therefore, it falls under M&A Activity (TAR).
2026-05-18 Chinese

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