Skip to main content
DFZQ logo

DFZQ — Investor Relations & Filings

Ticker · 3958 ISIN · CNE1000027F2 HKEX Financial and insurance activities
Filings indexed 1,444 across all filing types
Latest filing 2017-02-08 Regulatory Filings
Country HK Hong Kong
Listing HKEX 3958

Orient Securities (DFZQ) is a comprehensive financial services provider established in 1998, operating as an investment bank and brokerage firm. The firm offers a full range of one-stop financial services across key segments, including Wealth and Asset Management, Investment Banking, Securities Brokerage, and Proprietary Trading. Its service offerings encompass securities, futures, investment advisory, and wealth management solutions. DFZQ maintains a dedicated overseas business platform, serving as its sole international subsidiary, to facilitate cross-border financial activities and expand its comprehensive service capabilities.

Recent filings

Filing Released Lang Actions
Announcement on the Financial Data for January 2017
Regulatory Filings Classification · 95% confidence The document is an announcement titled 'Announcement on the Financial Data for January 2017' by a listed company. It discloses key financial data for January 2017, which is a single month, and the data is unaudited and unconsolidated. The document is relatively short (2878 characters) and primarily provides a snapshot of financial figures for a specific month rather than a comprehensive quarterly or annual report. It is not a full interim or quarterly report because it lacks substantive financial statements or detailed analysis, and it is not an earnings release since it does not highlight quarterly or periodical financial results but rather monthly data. The document is an announcement of financial data, fitting best under Regulatory Filings (RNS) as it does not meet the criteria for Interim/Quarterly Report (IR) or Earnings Release (ER).
2017-02-08 English
INSIDE INFORMATION - PROPOSED NON-PUBLIC ISSUANCE OF A SHARES
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding a proposed non-public issuance of A shares by the company, including details about the suspension of trading in these shares and the continuation of trading in H shares. It is a regulatory announcement about a capital raising event but does not contain detailed financial statements or comprehensive financial data. The document is relatively short (4150 characters) and serves as a notification of a financing activity rather than a full report. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2017-02-03 English
An announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
Regulatory Filings Classification · 95% confidence The document is extremely short (285 characters) and serves as a notification that an announcement has been published elsewhere on the website. It does not contain financial data, meeting details, or specific corporate actions, but rather acts as a pointer to another filing. Per the 'Menu vs Meal' rule, this is a notification of a publication rather than the report itself, fitting the definition of a Report Publication Announcement.
2017-02-03 English
Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 31 January 2017
Regulatory Filings Classification · 95% confidence The document is titled 'Monthly Return of Equity Issuer on Movements in Securities' for the month ended 31/01/2017. It details movements in authorised and issued share capital, including ordinary shares, preference shares, share options, warrants, convertibles, and other share-related transactions. The document is addressed to the Hong Kong Exchanges and Clearing Limited, indicating it is a regulatory filing related to share capital movements. There is no indication of financial performance data, earnings, management discussion, or audit information. The document is a periodic regulatory disclosure about share capital changes, not a report or announcement of voting results or management changes. Therefore, it fits best under the category of Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory disclosures that do not fit other specific categories.
2017-02-03 English
ANNOUNCEMENT ON EXPECTED DECREASE IN 2016 ANNUAL RESULTS
Regulatory Filings Classification · 95% confidence The document is an announcement by a company listed on the Hong Kong Stock Exchange regarding an expected decrease in its 2016 annual results. It includes preliminary financial data for the full year 2016, such as total operating income, profit before tax, earnings per share, and balance sheet items. The announcement states that the data is preliminary and unaudited, and that the final audited data will be disclosed in the 2016 annual report. The document is relatively short (5131 characters) and serves as a notification of expected financial results rather than the full annual report itself. It is not a full financial report but an announcement about the expected results. Therefore, it fits best into the category of Regulatory Filings (RNS), which covers general regulatory announcements and miscellaneous filings that do not fit other categories. It is not an Earnings Release (ER) because it covers a full year and is preliminary, nor is it a Report Publication Announcement (RPA) because it does not announce the publication of the full report but rather an expected decrease in results with preliminary data.
2017-01-24 English
Announcement on the Financial Data for December 2016
Regulatory Filings Classification · 95% confidence The document is an announcement titled 'Announcement on the Financial Data for December 2016' by a listed company. It discloses key unaudited financial data for the company and its subsidiaries for December 2016. The document is relatively short (2886 characters) and primarily provides summarized financial figures without detailed financial statements or comprehensive analysis. It is presented as an announcement pursuant to regulatory requirements and includes a disclaimer from the stock exchange. There is no indication that this is a full financial report such as an Annual Report (10-K) or Interim Report (IR). The document does not contain detailed management discussion or audit opinions. It is a regulatory announcement of financial data, fitting best under Regulatory Filings (RNS) as a general regulatory announcement that does not fit other specific categories. The document is not a report publication announcement (RPA) because it contains actual financial data, but it is not a full report either. Therefore, the most appropriate classification is Regulatory Filings (RNS).
2017-01-10 English

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.