Skip to main content
DFZQ logo

DFZQ — Investor Relations & Filings

Ticker · 3958 ISIN · CNE1000027F2 HKEX Financial and insurance activities
Open in API
Filings indexed 1,450 across all filing types
Latest filing 2018-11-01 Capital/Financing Update
Country HK Hong Kong
Listing HKEX 3958

About DFZQ

http://www.dfzq.com.cn

Orient Securities (DFZQ) is a comprehensive financial services provider established in 1998, operating as an investment bank and brokerage firm. The firm offers a full range of one-stop financial services across key segments, including Wealth and Asset Management, Investment Banking, Securities Brokerage, and Proprietary Trading. Its service offerings encompass securities, futures, investment advisory, and wealth management solutions. DFZQ maintains a dedicated overseas business platform, serving as its sole international subsidiary, to facilitate cross-border financial activities and expand its comprehensive service capabilities.

Recent filings

Filing Released Lang Actions
Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 31 October 2018
Capital/Financing Update Classification · 95% confidence The document is titled 'Monthly Return of Equity Issuer on Movements in Securities' and details movements in authorised and issued share capital for the month ended 31/10/2018. It includes detailed tables on ordinary shares, preference shares, share options, warrants, convertibles, and other share capital changes. The content focuses on share capital changes and movements rather than financial performance, management commentary, or voting results. It is a regulatory disclosure about share capital movements, typical of a capital or financing update. The document is lengthy (15,000 characters) and contains substantive data on share capital changes, not merely an announcement or certification. Therefore, it fits best under the category 'Capital/Financing Update' (CAP).
2018-11-01 English
THE THIRD QUARTERLY REPORT FOR THE YEAR 2018
Interim / Quarterly Report Classification · 100% confidence The document is titled 'THE THIRD QUARTERLY REPORT FOR THE YEAR 2018' and contains detailed financial data, including key financial metrics, profit and loss figures, shareholder information, and material events for the third quarter ended September 30, 2018. It is prepared according to accounting principles and includes unaudited results. The length of the document (15,000 characters) and the presence of substantive financial data and analysis confirm it is a comprehensive financial report for a period shorter than a full fiscal year. Therefore, it fits the definition of an Interim / Quarterly Report (IR). Q3 2018
2018-10-30 English
ANNOUNCEMENT ON THE APPROVAL FOR THE QUALIFICATION OF SECURITIES INVESTMENT FUND CUSTODY
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the approval for the qualification of securities investment fund custody by the China Securities Regulatory Commission. It is a regulatory announcement about the company's new business qualification and does not contain financial statements, management discussion, or detailed report data. The document is relatively short (2013 characters) and serves as an official notification rather than a full report or detailed filing. It does not fit into categories like Annual Report, Interim Report, or Earnings Release. It is best classified as a Regulatory Filing (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2018-10-26 English
ANNOUNCEMENT ON PRELIMINARY FINANCIAL DATA FOR THE FIRST THREE QUARTERS OF 2018
Earnings Release Classification · 95% confidence The document is an announcement titled 'ANNOUNCEMENT ON PRELIMINARY FINANCIAL DATA FOR THE FIRST THREE QUARTERS OF 2018' by a listed company. It provides preliminary unaudited financial data for the first three quarters of 2018, including revenue, profit, and asset figures, with comparisons to the previous year. It explicitly states that the data are preliminary and that the final data will be disclosed in the third quarterly report. The document is about financial results but does not contain the full detailed financial statements or comprehensive analysis typical of an Interim/Quarterly Report (IR). Instead, it serves as an initial announcement of key financial results for the period. The length is over 6000 characters, which is substantial but the content is focused on preliminary data and risk warnings rather than full financial statements. This fits the definition of an Earnings Release (ER), which is the initial announcement of quarterly/periodical financial results with key highlights only. Therefore, the correct classification is ER with high confidence. 9M 2018
2018-10-19 English
ANNOUNCEMENT ON THE RELOCATION AND CHANGE OF PART OF THE BUSINESS ADDRESS OF THE COMPANY
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the relocation and change of part of the business address of the company. It does not contain financial data, management changes, voting results, or any report content. It is a regulatory announcement informing stakeholders about operational changes. The document length is short (2150 characters) and it is clearly an announcement rather than a report or detailed filing. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2018-10-19 English
DATE OF BOARD MEETING
Report Publication Announcement Classification · 95% confidence The document is a short announcement from the company regarding the date of a board meeting to consider and approve the third quarterly results for the nine months ended September 30, 2018. It does not contain any actual financial data or detailed results, but merely informs about the upcoming meeting and the intention to publish the quarterly results. The document length is only 1552 characters, which is quite short and consistent with an announcement rather than a full report. According to the 'Menu vs Meal' rule, this is an announcement about a report, not the report itself. Therefore, the appropriate classification is Report Publication Announcement (RPA).
2018-10-16 English

Browse filings by year

11 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.