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DB Securities Co.,Ltd — Investor Relations & Filings

Ticker · 016610 ISIN · KR7016610008 LEI · 988400AGT3JXQYVF5146 KO Financial and insurance activities
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Filings indexed 5,156 across all filing types
Latest filing 2024-10-10 Capital/Financing Update
Country KR South Korea
Listing KO 016610

About DB Securities Co.,Ltd

https://www.dbsec.co.kr/company/en/main…

DB Securities Co., Ltd. is a comprehensive financial investment company offering a wide range of financial products and services. The firm's primary operations encompass investment trading, investment brokerage, and investment consulting. Additionally, it is involved in trust services and collective investment management. The company has developed specialized capabilities in various asset classes, including stocks, bonds, and derivatives, to serve its clients.

Recent filings

Filing Released Lang Actions
투자설명서(일괄신고)
Capital/Financing Update Classification · 95% confidence The document is a '투자설명서' (Investment Prospectus) for a structured financial product (ELB - Equity Linked Bond) issued by DB Financial Investment. It contains detailed terms, risk disclosures, subscription procedures, and payoff structures for specific tranches (26th and 27th). This is a formal regulatory offering document for a financial product, which falls under the category of 'Regulatory Filings' (RNS) as it is a specific type of financial product disclosure document that does not fit into the other specialized categories like 10-K, IR, or IP.
2024-10-10 Korean
계열금융회사의약관에의한금융거래-[유가증권-수익증권]
Capital/Financing Update Classification · 95% confidence The document is a regulatory disclosure regarding financial transactions between affiliated financial companies, specifically detailing securities and beneficiary certificate trading. It is filed under the Fair Trade Act (공정거래법) in South Korea. Since it is a specific regulatory disclosure of inter-company transactions that does not fit into standard financial reporting categories like 10-K or ER, it is classified as a Regulatory Filing (RNS).
2024-10-08 Korean
계열금융회사의약관에의한금융거래-[유가증권-채권]
Capital/Financing Update Classification · 95% confidence The document is a regulatory disclosure regarding financial transactions between affiliated financial companies (DB Financial Investment and its affiliates) involving securities and bonds. It follows the standard format for 'Large-scale Internal Trading' disclosures required by the Fair Trade Commission in South Korea (Fair Trade Act Article 26). Since it is a specific regulatory disclosure of inter-company transactions and does not fit into categories like earnings releases, annual reports, or shareholder meeting materials, it is classified as a general regulatory filing.
2024-10-08 Korean
증권발행실적보고서
Share Issue/Capital Change Classification · 100% confidence The document is a '증권발행실적보고서' (Report on the Results of Securities Issuance) filed by DB Financial Investment. This is a mandatory regulatory filing in South Korea (DART system) that details the final results of a securities offering (in this case, Equity-Linked Bonds or ELB) after the subscription period has concluded. It includes specific data on subscription amounts, allocation, and the use of proceeds. Since it is a formal regulatory report detailing the outcome of a capital issuance rather than an announcement of a report or a general regulatory notice, it falls under the 'Regulatory Filings' category as the most appropriate classification for this specific type of financial disclosure.
2024-10-04 Korean
일괄신고추가서류(기타파생결합사채)
Capital/Financing Update Classification · 95% confidence The document is a '일괄신고추가서류' (Additional Filing Document for Shelf Registration) issued by DB Financial Investment. It details the specific terms, risk factors, and offering conditions for 'DB Dream Big' series 45 and 46, which are types of Derivative Linked Bonds (DLB). This document is a regulatory filing required under South Korean capital market laws for the issuance of securities. It is not a report publication announcement (RPA) because it contains the full substantive details of the offering rather than just a notice of availability. It fits best under the 'Regulatory Filings' category as it is a specific type of securities registration document.
2024-10-02 Korean
투자설명서(일괄신고)
Capital/Financing Update Classification · 95% confidence The document is a 'Investment Prospectus' (투자설명서) for a specific financial product, namely 'DB Dream Big 45th Other Derivative Linked Bond (DLB)'. It details the offering terms, subscription period, risk factors, and payoff structure for investors. In the context of financial filings, a prospectus for a specific issuance of a structured product like a DLB is classified as a 'Proxy Solicitation & Information Statement' (PSI) or a regulatory filing related to a specific offering. Given the provided categories, 'PSI' is the most appropriate fit for a document intended to provide information to potential investors for the purpose of soliciting their participation in a specific financial offering.
2024-10-02 Korean

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