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DB Securities Co.,Ltd — Investor Relations & Filings

Ticker · 016610 ISIN · KR7016610008 LEI · 988400AGT3JXQYVF5146 KO Financial and insurance activities
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Filings indexed 5,150 across all filing types
Latest filing 2024-11-28 Director's Dealing
Country KR South Korea
Listing KO 016610

About DB Securities Co.,Ltd

https://www.dbsec.co.kr/company/en/main…

DB Securities Co., Ltd. is a comprehensive financial investment company offering a wide range of financial products and services. The firm's primary operations encompass investment trading, investment brokerage, and investment consulting. Additionally, it is involved in trust services and collective investment management. The company has developed specialized capabilities in various asset classes, including stocks, bonds, and derivatives, to serve its clients.

Recent filings

Filing Released Lang Actions
임원ㆍ주요주주특정증권등소유상황보고서
Director's Dealing Classification · 100% confidence The document is a 'Report on Ownership of Specific Securities by Executives and Major Shareholders' (임원ㆍ주요주주 특정증권등 소유상황보고서) filed with the Financial Supervisory Service (FSS) in Korea. It details the acquisition of shares by an executive (Hwang Se-yeon) of DB Financial Investment. This type of filing is specifically categorized as 'Director's Dealing' (DIRS) as it reports personal share transactions by company insiders.
2024-11-28 Korean
임원ㆍ주요주주특정증권등소유상황보고서
Director's Dealing Classification · 100% confidence The document is a 'Report on Ownership of Specific Securities by Executives and Major Shareholders' (임원ㆍ주요주주 특정증권등 소유상황보고서) filed with the Korean Financial Supervisory Service (FSS). It details a specific transaction (purchase of 10,000 shares) by an executive (Kim Young-woo) of DB Financial Investment. This type of filing is a standard regulatory disclosure for insider trading/share ownership changes by company directors or executives, which corresponds to the 'Director's Dealing' category.
2024-11-28 Korean
일괄신고추가서류(파생결합사채-주가연계파생결합사채)
Capital/Financing Update Classification · 98% confidence The document is a '일괄신고추가서류' (Additional Filing Document for Shelf Registration) for a derivative-linked bond (ELB) issued by DB Financial Investment. It contains detailed terms, conditions, risk disclosures, and subscription procedures for specific financial products (DB Dream Big 32nd and 33rd series). This is a formal regulatory filing submitted to the Financial Services Commission (FSC) in South Korea, detailing the issuance of securities. Since it is a specific regulatory filing for securities issuance that does not fit into the other categories like 10-K, Earnings Release, or Proxy Statement, it is classified as a Regulatory Filing (RNS).
2024-11-28 Korean
투자설명서(일괄신고)
Capital/Financing Update Classification · 95% confidence The document is a '투자설명서' (Investment Prospectus) for a structured financial product (ELB - Equity Linked Bond) issued by DB Financial Investment. It details the terms, risks, subscription periods, and payoff structures for specific tranches (32nd and 33rd). In the context of financial filings, a prospectus for a new offering of securities is classified as a Regulatory Filing (RNS) or a specific offering document. Given the provided categories, 'RNS' serves as the appropriate fallback for this type of regulatory offering document.
2024-11-28 Korean
일괄신고추가서류(기타파생결합증권)
Capital/Financing Update Classification · 95% confidence The document is a '일괄신고추가서류' (Additional Document for Shelf Registration) filed by DB Financial Investment. It details the specific terms, risk factors, and subscription procedures for a 'Derivative Linked Securities' (DLS) product (DB Happy Plus 839th). This type of filing is a standard regulatory requirement in South Korea for the issuance of structured financial products under an existing shelf registration. It does not fit into categories like Annual Reports, Earnings Releases, or Board Announcements, but rather serves as a formal regulatory filing for a specific financial instrument offering.
2024-11-28 Korean
투자설명서(일괄신고)
Capital/Financing Update Classification · 95% confidence The document is a '투자설명서' (Investment Prospectus) for a specific financial product, 'DB 해피플러스 제839회 기타파생결합증권(DLS)'. It contains detailed terms of the offering, including subscription periods, risk disclosures, payoff structures, and legal disclaimers. This document is a formal regulatory filing required for the public offering of securities in Korea, which falls under the category of a prospectus or offering document. Given the provided categories, this fits best as a Regulatory Filing (RNS) as it is a formal disclosure document for a specific financial instrument offering.
2024-11-28 Korean

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