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DB Securities Co.,Ltd — Investor Relations & Filings

Ticker · 016610 ISIN · KR7016610008 LEI · 988400AGT3JXQYVF5146 KO Financial and insurance activities
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Filings indexed 5,150 across all filing types
Latest filing 2024-12-09 Capital/Financing Update
Country KR South Korea
Listing KO 016610

About DB Securities Co.,Ltd

https://www.dbsec.co.kr/company/en/main…

DB Securities Co., Ltd. is a comprehensive financial investment company offering a wide range of financial products and services. The firm's primary operations encompass investment trading, investment brokerage, and investment consulting. Additionally, it is involved in trust services and collective investment management. The company has developed specialized capabilities in various asset classes, including stocks, bonds, and derivatives, to serve its clients.

Recent filings

Filing Released Lang Actions
일괄신고서(기타파생결합증권)
Capital/Financing Update Classification · 95% confidence The document is a 'Shelf Registration Statement' (일괄신고서) filed by DB Financial Investment with the Financial Services Commission of South Korea. It outlines the intent to issue derivative-linked securities over a 12-month period. In the context of financial filings, a shelf registration is a regulatory document that allows an issuer to register securities for future sale. Since it does not fit into specific categories like 10-K or Earnings Release, and is a formal regulatory filing submitted to the financial authority, it is classified as a Regulatory Filing (RNS).
2024-12-09 Korean
증권발행실적보고서
Share Issue/Capital Change Classification · 100% confidence The document is a '증권발행실적보고서' (Report on the Results of Securities Issuance) filed by DB Financial Investment with the Financial Supervisory Service (FSS) in South Korea. It details the final subscription, allocation, and issuance results for specific financial instruments (ELB). This type of regulatory filing is a standard post-issuance report required by financial authorities to confirm the outcome of a public offering. Since it does not fit into the other specific categories like 10-K, ER, or IP, and is a formal regulatory submission, it is classified as a Regulatory Filing (RNS).
2024-12-06 Korean
증권발행실적보고서
Share Issue/Capital Change Classification · 100% confidence The document is a '증권발행실적보고서' (Report on the Results of Securities Issuance) filed by DB Financial Investment. This is a mandatory regulatory filing in South Korea submitted to the Financial Supervisory Service (FSS) after the completion of a securities offering (in this case, a Derivative Linked Securities - DLS). It details the final subscription results, allocation, and use of proceeds. Since it is a specific regulatory filing required by law for securities offerings and does not fit into the other categories like 10-K or Earnings Release, it is classified as a Regulatory Filing (RNS).
2024-12-06 Korean
임원ㆍ주요주주특정증권등소유상황보고서
Director's Dealing Classification · 100% confidence The document is a 'Report on Ownership of Specific Securities by Executives and Major Shareholders' (임원ㆍ주요주주 특정증권등 소유상황보고서) filed in Korea. It details the acquisition of shares by an executive (Kim Myung-gyu) of DB Financial Investment. This type of filing, which reports personal share transactions by company directors and executives, is classified as 'Director's Dealing'.
2024-12-05 Korean
임원ㆍ주요주주특정증권등소유상황보고서
Director's Dealing Classification · 100% confidence The document is a 'Report on Ownership of Specific Securities by Executives and Major Shareholders' (임원ㆍ주요주주 특정증권등 소유상황보고서) filed with the Financial Supervisory Service in Korea. This type of filing is a standard regulatory disclosure for insider trading or changes in share ownership by company directors and executives. Based on the provided definitions, this falls under 'Director's Dealing' (DIRS).
2024-12-05 Korean
임원ㆍ주요주주특정증권등소유상황보고서
Director's Dealing Classification · 100% confidence The document is titled '임원ㆍ주요주주 특정증권등 소유상황보고서' (Report on Ownership of Specific Securities by Executives and Major Shareholders). It details a specific transaction (장내매수 - on-market purchase) by an executive (권봉철) of DB Financial Investment. This is a standard regulatory filing for insider trading/director dealings in the Korean market, which corresponds to the 'Director's Dealing' category.
2024-12-05 Korean

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