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Daol Investment & Securities Co., Ltd. — Investor Relations & Filings

Ticker · 030210 ISIN · KR7030210009 LEI · 988400IHZEWTN9N0WY45 KO Financial and insurance activities
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Filings indexed 478 across all filing types
Latest filing 2026-05-04 Regulatory Filings
Country KR South Korea
Listing KO 030210

About Daol Investment & Securities Co., Ltd.

https://daolsecurities.com

Daol Investment & Securities Co., Ltd. is a financial services company providing a wide range of products and services. Core operations include investment banking (IB), wholesale and institutional brokerage, individual wealth management, and research. The firm offers specialized solutions in Fixed Income, Currencies, and Commodities (FICC), as well as private equity and venture capital, leveraging a long investment history. It serves both corporate and individual clients through investment advisory services and an online trading platform for stocks, futures, and funds.

Recent filings

Filing Released Lang Actions
[기재정정]소송등의제기ㆍ신청(일정금액이상의청구)
Regulatory Filings
2026-05-04 Korean
주식등의대량보유상황보고서(일반)
Major Shareholding Notification Classification · 1% confidence The document is a ‘주식등의 대량보유상황보고서(일반)’ filed under Korean capital markets law, detailing a large shareholder’s changes in share ownership, percentages before and after, significant contracts, beneficial owners, and reasons for change. This corresponds to a major shareholding notification rather than an earnings release, proxy, or management report. Therefore, the correct classification is Major Shareholding Notification (MRQ).
2026-04-09 Korean
임원ㆍ주요주주특정증권등거래계획보고서
Director's Dealing Classification · 1% confidence The document is a formal Korean ‘임원·주요주주 특정증권등 거래계획보고서’ outlining an officer’s planned purchase of company shares, detailing dates, quantities, prices, and legal bases. This corresponds to an insider trading report by a director or executive. Therefore, it is classified as Director’s Dealing (Code: DIRS).
2026-04-09 Korean
[기재정정]소송등의제기ㆍ신청(일정금액이상의청구)
Legal Proceedings Report Classification · 1% confidence The document is a detailed Korean corporate disclosure describing a legal action (“소송등의제기·신청”) against the company: case name, parties, claim amounts, reasons for amendment (“정정사유”), upcoming legal strategy, and related prior filings. It is clearly an update on significant lawsuits involving the company, matching the definition of a Legal Proceedings Report (LTR). It is not a simple publication announcement, nor an annual/quarterly financial report, earnings release, or management change notice.
2026-04-09 Korean
기업가치제고계획(자율공시)
Regulatory Filings Classification · 1% confidence The document is a 'Corporate Value Enhancement Plan' (기업가치 제고 계획) filed by Daol Investment Securities. This type of disclosure is a strategic management document outlining long-term goals, ROE targets, and shareholder return policies. It does not fit into standard financial reporting categories like 10-K or IR, nor is it a simple announcement of a report (RPA). It is a regulatory disclosure regarding corporate strategy and governance, which falls under the 'Regulatory Filings' (RNS) category as a catch-all for specific corporate governance and strategic disclosures in the Korean market.
2026-03-20 Korean
정기주주총회결과
Declaration of Voting Results & Voting Rights Announcements Classification · 1% confidence The document is an official report detailing the results of a General Meeting of Shareholders (Annual General Meeting). It includes specific voting results for agenda items such as financial statement approval, dividend declarations, and the appointment of directors. This aligns perfectly with the definition of a Declaration of Voting Results & Voting Rights Announcement (DVA).
2026-03-20 Korean

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