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Daiwa Securities Group Inc. — Investor Relations & Filings

Ticker · 8601 ISIN · JP3502200003 LEI · 353800WRC7Y23PWFJG38 SGX Financial and insurance activities
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Filings indexed 148 across all filing types
Latest filing 2025-08-15 Capital/Financing Update
Country JP Japan
Listing SGX 8601

About Daiwa Securities Group Inc.

https://www.daiwa-grp.jp/english/

Daiwa Securities Group Inc. is a comprehensive financial services holding company. The group's core operations are structured around several key segments: Retail, Wholesale, Asset Management, and Investment. The Retail division offers a wide range of financial products and consulting services to individual and corporate clients. The Wholesale division encompasses global markets and investment banking activities, providing services such as sales and trading of securities and derivatives, underwriting of stocks and bonds, and M&A advisory. The Asset Management segment focuses on the development and management of investment trusts and provides investment advisory services to pension funds and other institutional investors. The Investment division engages in principal investments. Supporting these operations are specialized subsidiaries, including a research institute and a banking entity, which contribute to the group's integrated service model.

Recent filings

Filing Released Lang Actions
訂正発行登録書
Capital/Financing Update Classification · 95% confidence The document is a '訂正発行登録書' (Amended Shelf Registration Statement) filed with the Kanto Local Finance Bureau by Daiwa Securities Group Inc. It relates to the issuance of corporate bonds and references a previous shelf registration statement. This type of regulatory filing regarding capital raising and financing instruments falls under the 'Capital/Financing Update' category.
2025-08-15 Japanese
訂正臨時報告書
Share Issue/Capital Change Classification · 100% confidence The document is a 'Rinji Hokokusho' (Extraordinary Report) filed with the Kanto Local Finance Bureau by Daiwa Securities Group Inc. It details the issuance of stock options (share acquisition rights) to employees of its subsidiary. In the context of Japanese regulatory filings, this type of disclosure regarding capital structure changes and stock-based compensation falls under the 'Share Issue/Capital Change' category.
2025-08-15 Japanese
自己株券買付状況報告書（法２４条の６第１項に基づくもの）
Transaction in Own Shares Classification · 100% confidence The document is a 'Report on the Status of Acquisition of Treasury Shares' (自己株券買付状況報告書) filed under Article 24-6, Paragraph 1 of the Financial Instruments and Exchange Act of Japan. It details the company's (Daiwa Securities Group Inc.) monthly activity regarding the repurchase and disposal of its own shares. This specific type of regulatory filing, which reports on the company's buyback program progress, falls under the 'Transaction in Own Shares' category.
2025-08-08 Japanese
訂正発行登録書
Capital/Financing Update Classification · 95% confidence The document is a 'Correction to Shelf Registration Statement' (訂正発行登録書) filed with the Kanto Local Finance Bureau by Daiwa Securities Group Inc. It relates to the issuance of corporate bonds and references a previously filed shelf registration statement. This type of filing pertains to capital structure and financing activities, specifically updating the registration for future securities issuance. Therefore, it falls under the 'Capital/Financing Update' category.
2025-07-30 Japanese
訂正発行登録書
Capital/Financing Update Classification · 95% confidence The document is a '訂正発行登録書' (Amendment to Shelf Registration Statement) filed by Daiwa Securities Group Inc. with the Kanto Local Finance Bureau. It relates to the registration of corporate bonds and updates the shelf registration statement by referencing a previously filed extraordinary report. This type of regulatory filing regarding capital structure and financing instruments falls under the 'Capital/Financing Update' category.
2025-07-30 Japanese
自己株券買付状況報告書（法２４条の６第１項に基づくもの）
Transaction in Own Shares Classification · 100% confidence The document is titled "自己株券買付状況報告書" (Report on the Status of Treasury Stock Acquisition) and explicitly references the legal basis "金融商品取引法第24条の６第１項" (Financial Instruments and Exchange Act Article 24-6, Paragraph 1). This type of filing details the company's activities regarding the purchase and disposal of its own shares during a specific reporting period (June 1 to June 30, 2025). This directly corresponds to the definition of a report detailing the company buying back or selling its own shares, which is classified as 'Transaction in Own Shares' (POS). Although it is a formal regulatory filing, POS is the most specific category available for this content, rather than the general 'RNS'.
2025-07-09 Japanese

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