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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,202 across all filing types
Latest filing 2025-03-27 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
第三届监事会第十次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of CITIC Securities Co., Ltd. It details the meeting held on March 27, 2025, including approvals of various reports and plans for the year 2024 and 2025, such as the 2024 Supervisory Board Work Report, 2024 Financial Statements, Profit Distribution Plan, 2024 Annual Report, Compliance Report, Anti-Money Laundering Report, Internal Control Evaluation Report, ESG Report, and 2025 Anti-Money Laundering Work Plan. The document is a formal announcement of the Supervisory Board's decisions and approvals rather than the reports themselves. It is not a full annual report or financial statement but a meeting resolution announcement. Given the nature of the content, it fits best under Regulatory Filings (RNS) as it is a general regulatory announcement and does not contain the full reports or detailed financial data itself. The document length is short (1772 characters), supporting that it is an announcement rather than a full report.
2025-03-27 Chinese
2024年年度报告摘要
Annual Report Classification · 100% confidence The document is titled "中信建投证券股份有限公司 2024 年年度报告摘要" which translates to "CITIC Securities Co., Ltd. 2024 Annual Report Summary." It contains detailed financial data for the year 2024, including main accounting data, financial indicators, quarterly data, shareholder information, and bond issuance details. The document is 15,000 characters long, indicating it is a substantive report rather than a brief announcement. It explicitly states it is a summary of the annual report and references the full annual report for comprehensive details. The presence of audited financial data, management assurances, and detailed financial tables confirms this is an official annual report document. Therefore, the document fits the definition of an Annual Report (10-K). FY 2024
2025-03-27 Chinese
关于续聘会计师事务所的公告
Audit Report / Information Classification · 95% confidence The document is an announcement from the board of directors of 中信建投证券股份有限公司 regarding the reappointment of the external audit firm for the fiscal year 2025. It details the qualifications, independence, and integrity of the audit firms (毕马威华振 and 毕马威香港), the audit team members, and the audit fees. The document also describes the approval process by the audit committee and the board, and states that the appointment is subject to shareholder approval. The document does not contain any actual financial statements or audit reports, but rather is a formal announcement about the appointment of the audit firm. Given the document length is 3680 characters and it is primarily an announcement about the audit firm reappointment, it fits best under the category of Audit Report / Information (AR), which includes standalone audit-related announcements excluding full annual reports. It is not a full annual report (10-K), nor a report publication announcement (RPA), nor a regulatory filing (RNS) since it is a substantive announcement about audit firm reappointment. FY 2025
2025-03-27 Chinese
中信建投证券股份有限公司2024年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2024年度内部控制评价报告' which translates to '2024 Annual Internal Control Evaluation Report'. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2024, including financial and non-financial internal control defects, audit opinions, and corrective actions. The content is detailed and includes specific evaluation criteria, scope, and conclusions about internal control effectiveness. This is a standalone report focused on internal control evaluation, which aligns with the definition of an Audit Report / Information (AR) as it relates to audit results and internal control assessments, distinct from a full Annual Report (10-K). The document is over 5,000 characters and contains substantive content, not merely an announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2024
2025-03-27 Chinese
中信建投证券股份有限公司2024年度内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report'. It mentions auditing the effectiveness of internal control over financial reporting as of December 31, 2024. The content focuses on the responsibilities of the company and the auditors regarding internal control and the inherent limitations of such controls. The document is 700 characters long, which is relatively short but contains substantive audit content rather than just an announcement. This matches the description of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles. It is not an Annual Report (10-K) or a Regulatory Filing (RNS) since it contains specific audit opinions and details. Therefore, the correct classification is AR with high confidence. FY 2024
2025-03-27 Chinese
中信建投证券股份有限公司董事会审计委员会对会计师事务所2024年度履职监督情况的报告
Audit Report / Information Classification · 95% confidence The document is a report from the Board Audit Committee of CITIC Securities Co., Ltd. regarding the supervision of the external audit firm's performance for the year 2024. It details the committee's oversight of the external auditor's qualifications, independence, mid-year review, and annual audit work, including meetings and approvals related to audit plans and results. The document focuses on audit supervision activities rather than presenting full financial statements or the complete annual report. It is a standalone audit-related report describing the audit committee's monitoring and conclusions about the external auditor's work. Therefore, it fits the category of Audit Report / Information (AR). The document length is short (1373 characters), but it contains substantive content about audit supervision, not just an announcement or certification, so it is not RPA or RNS. FY 2024
2025-03-27 Chinese

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