Skip to main content
CHINA SECURITIES CO., LTD. logo

CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,202 across all filing types
Latest filing 2024-12-02 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
H股市场公告：董事名單與其角色和職能
Governance Information Classification · 100% confidence The document lists the members of the board of directors and their roles and functions within various board committees such as the Development Strategy Committee, Risk Management Committee, Audit Committee, and Remuneration and Nomination Committee. It is a detailed disclosure about the board structure and governance roles, without any financial data or discussion of financial results. There is no indication that this is an announcement of a report or a certification. The content fits the definition of Governance Information, which details the company's internal rules, board structure, and governance practices.
2024-12-02 Chinese
2024年第四次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a detailed announcement of the resolutions passed at the 2024 fourth extraordinary shareholders' meeting of CITIC Securities Co., Ltd. It includes information about the meeting date, location, attendance, voting results, and legal witness statements. The content focuses on the voting outcomes and procedural compliance of the shareholders' meeting, which is typical of a Declaration of Voting Results & Voting Rights Announcements filing. The document is relatively short (2130 characters) and does not contain financial statements or management discussion, so it is not an Annual Report or Interim Report. It is not a Proxy Solicitation or AGM Information document because it reports the results after the meeting, not materials or invitations before it. Therefore, the correct classification is DVA (Declaration of Voting Results & Voting Rights Announcements).
2024-11-29 Chinese
北京市天元律师事务所关于中信建投证券股份有限公司2024年第四次临时股东大会的法律意见
Regulatory Filings
2024-11-29 Chinese
关于执行董事任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of an executive director, including details about the election at a shareholders' meeting and the director's resume. It does not contain financial data, audit information, or report content. It is clearly about a change in senior management, specifically the appointment of an executive director. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and focused on management appointment, confirming this classification.
2024-11-29 Chinese
第三届监事会第七次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of a resolution passed at a supervisory board meeting of 中信建投证券股份有限公司. It details the meeting date, attendance, and the approval of a proposal regarding internal audit management rules. There is no financial data, no report attached or referenced as being published, and no indication of a full report or regulatory filing. The document is a meeting resolution announcement related to board/supervisory matters, which fits best under Board/Management Information (MANG). The document length is short and focused on governance decisions rather than financial or regulatory reporting.
2024-11-28 Chinese
第三届董事会第九次会议决议公告
Board/Management Information Classification · 100% confidence The document is an announcement of resolutions passed at a board meeting of 中信建投证券股份有限公司 (CITIC Securities Company Limited). It details the meeting date, attendance, and voting results on various company matters such as the 2024 work plan, financial plan, appointment of authorized representatives, and internal audit management revisions. There is no financial data or detailed report content, only decisions and approvals by the board. This fits the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board or senior management. The document length is short (973 characters) and it is not a report or presentation but a formal announcement of board meeting resolutions.
2024-11-28 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.