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CAPITAL SECURITIES CORPORATION LIMITED — Investor Relations & Filings

Ticker · 601136 ISIN · CNE100005VG7 LEI · 300300E1001911000094 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 333 across all filing types
Latest filing 2026-05-28 Major Shareholding Noti…
Country CN China
Listing Shanghai Stock Exchange 601136

About CAPITAL SECURITIES CORPORATION LIMITED

https://www.capital.com.tw/

Capital Securities Corporation Limited provides a comprehensive suite of financial services and investment solutions. The firm’s core operations encompass securities brokerage, proprietary trading, and underwriting. It facilitates the trading of equities, futures, and options while offering investment banking services, including capital raising and corporate advisory. The company delivers wealth management and asset management services designed for both individual and institutional clients. Key service areas include margin trading, short selling, and the provision of financial derivatives. By integrating advanced trading technologies with rigorous market research, the firm supports informed investment strategies. Its business model focuses on providing a unified platform for diverse financial needs, emphasizing efficient trade execution and strategic capital management across various asset classes.

Recent filings

Filing Released Lang Actions
股东减持股份结果公告
Major Shareholding Notification Classification · 95% confidence The document is an official announcement detailing the results of a substantial shareholder’s stock reduction plan, including the number of shares reduced, remaining holdings, and compliance statements. This fits the definition of a Major Shareholding Notification (changes in significant share ownership levels).
2026-05-28 Chinese
关于召开2025年度暨2026年第一季度业绩说明会的公告
Regulatory Filings Classification · 87% confidence The document is an announcement by 首创证券股份有限公司 about convening a 2025 annual and 2026 Q1 performance explanation meeting. It provides the date, time, webcast link, participants, and Q&A instructions. It does not contain financial statements or detailed financial analysis itself, nor is it the investor presentation deck. It is an event notice and does not fit other specific categories, therefore it falls under general regulatory announcements.
2026-05-21 Chinese
2025年度第三期短期融资券兑付完成的公告
Capital/Financing Update Classification · 85% confidence The document is an official announcement by 首创证券股份有限公司’s board regarding the completion of repayment (redemption) of its 2025 third tranche of short-term financing bonds. This relates to the company’s financing activities and capital structure (issuance and repayment of debt). It is neither a regulatory certification nor a simple report publication notice, but a substantive financing update. Therefore, it best fits the Capital/Financing Update category (CAP).
2026-05-15 Chinese
首创证券股份有限公司董事会关于独立董事独立性情况的专项意见
Governance Information Classification · 95% confidence The document is a special opinion issued by the board of directors regarding the independence of the company's independent directors. It references compliance with various regulatory rules and internal company regulations about independent directors' independence. The content focuses on governance and regulatory compliance related to board members' independence, rather than financial results, audit opinions, or shareholder voting outcomes. It is not a report of financial performance, audit, or voting results, nor is it a presentation or announcement of a report. The document fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2026-03-20 Chinese
关于续聘会计师事务所的公告
Audit Report / Information Classification · 95% confidence The document is an announcement by 首创证券股份有限公司 regarding the reappointment of an accounting firm (大华会计师事务所) as the company's auditor for the year 2026. It details the qualifications, integrity, and independence of the accounting firm, the audit fees, and the approval process by the audit committee and board of directors. The document does not contain any financial statements or audit reports themselves, but rather the announcement of the appointment of the auditor. The document length is 3247 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document fits the category of Audit Report / Information (AR) as it relates to audit information but is not a full annual report or audit report itself. However, since it is specifically about the appointment of the auditor and not the audit report results, it is best classified as Audit Report / Information (AR). FY 2026
2026-03-20 Chinese
内部控制审计报告
Regulatory Filings
2026-03-20 Chinese

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