Skip to main content
CAITONG SECURITIES CO.,LTD logo

CAITONG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601108 ISIN · CNE100002V44 LEI · 300300E1006233000091 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,018 across all filing types
Latest filing 2018-08-27 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601108

About CAITONG SECURITIES CO.,LTD

https://www.ctsec.com/

Caitong Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of investment and capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. It provides services including equity and debt underwriting, financial advisory for mergers and acquisitions, and margin trading and securities lending. Through its specialized subsidiaries, the company maintains a significant presence in futures brokerage and mutual fund management. The organization serves a diverse clientele of individual, institutional, and corporate investors, focusing on delivering integrated wealth management and financing strategies. Its operations emphasize technological integration and risk management to support capital market participation and corporate growth.

Recent filings

Filing Released Lang Actions
关于变更保荐机构及保荐代表人的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the change of the company's sponsor institution and sponsor representatives during the ongoing supervision period of the company's initial public offering (IPO) and convertible bond issuance. It details the termination of the previous sponsor agreement and the appointment of a new sponsor, along with the responsibilities transferred. The document does not contain financial statements, detailed financial performance, or management discussion and analysis. It is a formal announcement about changes in sponsorship and related personnel, which fits best under Regulatory Filings (RNS) as it is a regulatory disclosure about corporate governance and procedural changes rather than a full management or board announcement or financial report.
2018-08-27 Chinese
2018年半年度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '2018 年半年度报告' which translates to '2018 Half-Year Report'. It covers the period from January 1, 2018 to June 30, 2018, indicating it is a report for a period shorter than a full fiscal year. The content includes detailed financial data such as revenue, net profit, assets, liabilities, and other financial metrics, as well as business overview and risk disclosures. The length is substantial (15,000 characters) and contains actual financial statements and analysis, not just an announcement or summary. This matches the definition of an Interim / Quarterly Report (IR). H1 2018
2018-08-24 Chinese
2018年半年度报告摘要
Interim / Quarterly Report Classification · 95% confidence The document is titled as a '2018 半年度报告摘要' which translates to '2018 Half-Year Report Summary'. It contains detailed financial data for the first half of 2018, including assets, net profit, earnings per share, and other financial metrics. It also includes a discussion and analysis of business segments and operations during the reporting period. The document length is over 6,000 characters, indicating it is substantive and not merely an announcement. The content matches the characteristics of an Interim / Quarterly Report, which provides comprehensive financial data and analysis for a period shorter than a full fiscal year. Therefore, the document should be classified as an Interim / Quarterly Report (IR). H1 2018
2018-08-24 Chinese
关于获准设立3家分支机构的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from a securities company about the approval to establish three new branch offices. It includes details about the locations and business scope of these new branches. There is no financial data, no mention of annual or quarterly reports, no voting results, no management changes, no legal proceedings, or other report types. The document is a regulatory announcement about company operations and approvals from a regulatory body (China Securities Regulatory Commission Zhejiang Bureau). The document length is short (995 characters), and it is an announcement rather than a report. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2018-08-17 Chinese
2018年7月财务数据简报
Fund Information / Factsheet Classification · 95% confidence The document is a financial data brief for July 2018 from Caitong Securities Co., Ltd. It contains key financial figures such as revenue, net profit, and net assets for the month and year-to-date. The document explicitly states that the data is unaudited and non-consolidated, and it is a brief summary rather than a full financial report. The length is short (964 characters), and it is titled as a 'financial data brief' (财务数据简报), which aligns with a brief summary of key financials rather than a comprehensive report. This matches the definition of a Fund Information / Factsheet (FS), which is a brief summary of key company facts and financials. It is not an Annual Report, Interim Report, or Earnings Release, as it lacks comprehensive financial statements or detailed analysis. Therefore, the best classification is FS with high confidence.
2018-08-06 Chinese
关于子公司获准设立1家分支机构的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by a securities company about its wholly-owned subsidiary being approved by the China Securities Regulatory Commission to establish a new branch office. It includes details about the approval, location, and business scope of the new branch. The document is short (646 characters) and does not contain financial statements, management discussion, or detailed financial data. It is an official announcement regarding a regulatory approval related to company operations, not a financial report or detailed filing. Therefore, it fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other specific categories.
2018-08-02 Chinese

Browse filings by year

10 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.