Skip to main content
CAITONG SECURITIES CO.,LTD logo

CAITONG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601108 ISIN · CNE100002V44 LEI · 300300E1006233000091 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,018 across all filing types
Latest filing 2020-11-10 AGM Information
Country CN China
Listing Shanghai Stock Exchange 601108

About CAITONG SECURITIES CO.,LTD

https://www.ctsec.com/

Caitong Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of investment and capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. It provides services including equity and debt underwriting, financial advisory for mergers and acquisitions, and margin trading and securities lending. Through its specialized subsidiaries, the company maintains a significant presence in futures brokerage and mutual fund management. The organization serves a diverse clientele of individual, institutional, and corporate investors, focusing on delivering integrated wealth management and financing strategies. Its operations emphasize technological integration and risk management to support capital market participation and corporate growth.

Recent filings

Filing Released Lang Actions
2020年第二次临时股东大会会议文件
AGM Information Classification · 95% confidence The document is titled as meeting materials for the "2020 Second Extraordinary General Meeting of Shareholders" of Caitong Securities Co., Ltd. It contains detailed agenda items including proposals to change directors, elect independent directors, and amend the company's articles of association. The content includes biographies of director candidates and detailed explanations of proposed amendments to the company's bylaws. The document is a set of meeting materials prepared for a shareholders' meeting, not a report or announcement of voting results. It is not a transcript, financial report, or regulatory filing. Therefore, it fits the definition of AGM Information (AGM-R), which includes presentations and materials shared during the Annual General Meeting or Extraordinary General Meeting.
2020-11-10 Chinese
关于证券投资基金托管资格获批的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement regarding the approval of securities investment fund custody qualification by the China Securities Regulatory Commission. It is a regulatory approval notice rather than a detailed financial report or presentation. The document length is only 379 characters, indicating it is a brief announcement. It does not contain financial statements, management discussion, or detailed data. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement.
2020-11-05 Chinese
当年累计新增借款超过上年末净资产百分之八十的公告
Capital/Financing Update Classification · 95% confidence The document is a formal announcement by the company disclosing that the cumulative new borrowings in the current year have exceeded 80% of the net assets at the end of the previous year. It provides specific financial data on borrowings and their impact on the company's debt repayment ability. The document references regulatory rules related to bond issuance and daily supervision but does not contain a full financial report or detailed financial statements. The length is short (1009 characters), and the content is an announcement of a financing-related event rather than a comprehensive report. Therefore, it fits best under Capital/Financing Update (CAP).
2020-11-04 Chinese
独立董事候选人声明
Regulatory Filings Classification · 95% confidence The document is a declaration statement by an independent director candidate of a company, detailing qualifications, independence criteria, and compliance with regulatory requirements. It is not a financial report, earnings release, or any form of meeting material. It does not announce changes in management but rather is a formal declaration related to board membership qualifications. Such documents typically fall under regulatory filings or governance-related announcements. Given the nature and length, and absence of financial data or meeting results, the best fit is Regulatory Filings (RNS).
2020-10-28 Chinese
独立董事提名人声明
Board/Management Information Classification · 95% confidence The document is a statement nominating an independent director candidate for the board of a company. It details the qualifications, legal compliance, and independence criteria of the nominee. There is no financial data, no report or results, no meeting materials, no voting results, no legal proceedings, no capital changes, and no other financial or regulatory filings. This document is related to board/management information, specifically the nomination of a board member. Therefore, it fits best under the category of Board/Management Information (MANG). The document length is short and it is a declaration rather than a report or announcement of a report, so it is not RPA or RNS.
2020-10-28 Chinese
第三届监事会第五次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Caitong Securities regarding the approval of the company's 2020 third quarter report. It includes details about the meeting date, attendance, and voting results on the third quarter report and an external donation proposal. The document does not contain the actual financial statements or substantive financial data of the third quarter report but rather the supervisory board's approval and opinion on the report's compliance and accuracy. The document length is short (705 characters), and it serves as an official announcement of the meeting's resolutions rather than the report itself. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and compliance confirmation rather than an Interim/Quarterly Report (IR).
2020-10-28 Chinese

Browse filings by year

10 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.