Skip to main content
CAITONG SECURITIES CO.,LTD logo

CAITONG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601108 ISIN · CNE100002V44 LEI · 300300E1006233000091 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,018 across all filing types
Latest filing 2023-06-06 Notice of Dividend Amou…
Country CN China
Listing Shanghai Stock Exchange 601108

About CAITONG SECURITIES CO.,LTD

https://www.ctsec.com/

Caitong Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of investment and capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. It provides services including equity and debt underwriting, financial advisory for mergers and acquisitions, and margin trading and securities lending. Through its specialized subsidiaries, the company maintains a significant presence in futures brokerage and mutual fund management. The organization serves a diverse clientele of individual, institutional, and corporate investors, focusing on delivering integrated wealth management and financing strategies. Its operations emphasize technological integration and risk management to support capital market participation and corporate growth.

Recent filings

Filing Released Lang Actions
关于实施2022年度权益分派时“财通转债”停止转股的提示性公告
Notice of Dividend Amount Classification · 95% confidence The document is a short announcement (1014 characters) from a company about the implementation of the 2022 annual dividend distribution and the temporary suspension of convertible bond conversion rights during the dividend record period. It references the 2022 annual profit distribution plan approved at the 2022 annual general meeting and details about dividend payment and convertible bond conversion suspension. The document does not contain full financial statements or detailed financial analysis but rather informs shareholders and the market about the dividend and bond conversion suspension arrangements. It is an announcement related to dividend and bond conversion rights, not the full annual report or financial statements. Therefore, it fits best under Notice of Dividend Amount (DIV) as it announces dividend details and related arrangements.
2023-06-06 Chinese
财通证券股份有限公司2023年1-4月主要经营数据披露公告
Earnings Release Classification · 90% confidence The document is a disclosure announcement from Caitong Securities Co., Ltd. presenting preliminary operating data for the period January to April 2023. It includes key financial metrics such as revenue and net profit growth, business segment performance, and risk warnings. The document is relatively short (1430 characters) and focuses on partial period financial data rather than a full comprehensive financial report. It does not contain detailed financial statements or extensive analysis typical of an Interim/Quarterly Report (IR). Instead, it serves as a business update with preliminary financial figures for a partial period. This type of document aligns best with the category of Earnings Release (ER), which covers initial announcements of quarterly or periodical financial results with key highlights only. Q1 2023
2023-05-21 Chinese
2022年度第三期短期融资券兑付完成公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment for a short-term financing bond issued by the company. It includes details about the bond issuance, interest rate, maturity date, and confirmation of payment completion. There are no financial statements or detailed financial analysis present. The document is essentially an update on a financing activity, specifically the repayment of a short-term financing bond. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is short and it is not a report or a certification, so it is not RPA or RNS. Confidence is high due to clear content and context.
2023-05-19 Chinese
2022年年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a "2022 Annual General Meeting Resolution Announcement" for Caitong Securities Co., Ltd. It details the date and location of the AGM, attendance, voting results on various proposals including the 2022 annual report, financial statements, profit distribution, and other corporate matters. The document includes voting percentages and legal attestations confirming the validity of the meeting and resolutions. It does not contain the full annual report or financial statements themselves but rather the official announcement of the resolutions passed at the AGM. The document length is about 4918 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2023-05-18 Chinese
北京金杜（杭州）律师事务所关于财通证券股份有限公司2022年年度股东大会之法律意见书
Regulatory Filings
2023-05-18 Chinese
2023年度第一期短期融资券发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by Caitong Securities. It includes details such as issuance date, amount, interest rate, and maturity date. The content focuses on capital raising activity and financing details rather than a full financial report or earnings release. The document length is short (608 characters) and it is clearly an update on financing activity. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2023-05-17 Chinese

Browse filings by year

10 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.