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Baader Bank AG — Investor Relations & Filings

Ticker · BWB ISIN · DE0005088108 LEI · 529900JFOPPEDUR61H13 F Financial and insurance activities
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Filings indexed 922 across all filing types
Latest filing 2020-07-08 Director's Dealing
Country DE Germany
Listing F BWB

About Baader Bank AG

https://www.baaderbank.de/Home-365

Baader Bank AG is a European partner for investment and banking services, operating as a family-run, full-service bank. The company's business model integrates trading and banking on a single high-performance platform, providing secure, automated, and scalable access to capital markets. Core activities encompass Market Making, Brokerage, Capital Markets, Fund Services, Account Services, and Research. As a prominent market maker, it services over 800,000 securities on various trading platforms. The Capital Markets division advises on IPOs and equity and debt transactions. The bank's services cater to a diverse client base, leveraging its extensive experience in securities trading and capital market access.

Recent filings

Filing Released Lang Actions
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Director's Dealing Classification · 98% confidence The document is explicitly titled "Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE" and references "Rule 8.3 of the Takeover Code". This form is used to disclose insider dealings or ownership positions related to a takeover offer. This type of filing, which reports personal share transactions by executives or major shareholders (insiders) in the context of a potential takeover, aligns most closely with the 'Director's Dealing' category (DIRS), although it is specifically a Takeover Code disclosure. Since DIRS covers 'Report of personal share transactions by company directors and executives (insider trades)', this is the best fit among the provided options, as it details dealings by Baader Bank in Williams Grand Prix Holdings PLC securities.
2020-07-08 English
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Major Shareholding Notification Classification · 99% confidence The document is explicitly titled 'Form 8.3 – Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' and references 'Rule 8.3 of the Takeover Code'. This form is a mandatory disclosure required when a party involved in a takeover (offeror or offeree) acquires or disposes of relevant securities, or holds a position above 1%. This type of filing relates to insider transactions or significant ownership changes during a takeover scenario, which falls under the scope of director/insider dealings or major shareholding notifications, but the specific nature of Form 8.3 (Takeover Code disclosure) is most closely aligned with reporting personal share transactions by executives/insiders, or significant ownership changes related to a specific corporate action (takeover). Given the options, 'Director's Dealing' (DIRS) covers personal transactions by insiders, and 'Major Shareholding Notification' (MRQ) covers crossing ownership thresholds. Since this is a specific regulatory disclosure about interests/dealings in securities related to a takeover context, it is a form of insider/director dealing disclosure, or a specific regulatory filing. Comparing DIRS (Director's Dealing) and MRQ (Major Shareholding Notification), Form 8.3 is fundamentally about disclosing interests/dealings. While it is a regulatory filing (RNS), DIRS is more specific to the content (dealing disclosure). However, Form 8.3 is a very specific regulatory requirement under the Takeover Code, which often mandates disclosures that are broader than just director remuneration/dealing (DIRS) or simple threshold crossing (MRQ). Since it details specific purchases and sales (Section 3(a)) and reports a total holding (Section 2(a)), it strongly relates to insider/significant shareholder activity. In the context of the provided definitions, 'Director's Dealing' (DIRS) is the closest fit for reporting personal share transactions by executives/insiders, even though the discloser here is a bank acting as a sponsor/market maker, the *function* of the disclosure is reporting security interests and dealings. If DIRS is too narrow, RNS (Regulatory Filings) is the fallback. Given the explicit nature of reporting dealings and positions, DIRS is a strong candidate, but because it is a specific regulatory form (Form 8.3) related to a takeover, it is also a type of regulatory announcement. Since the content is about reporting security interests and dealings, DIRS is chosen as the most specific functional match over the general RNS fallback, as it details transactions by an interested party.
2020-07-08 English
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Director's Dealing Classification · 98% confidence The document is explicitly titled 'Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' and references 'Rule 8.3 of the Takeover Code'. This form is used to disclose personal share transactions by executives or significant shareholders, particularly in the context of a takeover bid (indicated by 'offeror/offeree'). This directly matches the definition of Director's Dealing (DIRS), which covers reports of personal share transactions by company directors and executives (insider trades), although this specific form relates to a substantial shareholder's position during a takeover context. Given the options, 'Director's Dealing' (DIRS) is the closest fit for reporting personal/insider transactions exceeding a threshold, as opposed to general regulatory filings (RNS) or capital changes (SHA).
2020-07-07 English
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Major Shareholding Notification Classification · 99% confidence The document is titled "Form 8.3 – Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE" and explicitly references "Rule 8.3 of the Takeover Code". This form is used to disclose interests and dealings in relevant securities during a takeover offer. This type of disclosure relates to insider transactions or significant ownership changes, which falls under the scope of Director's Dealing (DIRS) or Major Shareholding Notification (MRQ). Since this is a mandatory disclosure related to an ongoing takeover scenario (mentioning 'offeror/offeree' and 'Takeover Code'), it is a specific regulatory filing concerning insider/significant ownership changes. While DIRS covers director trades, this is a broader disclosure required by the Takeover Code for any party meeting the 1% threshold during an offer. Given the options, 'Director's Dealing' (DIRS) is the closest fit for mandatory disclosure of personal/related party security interests/transactions, although 'Major Shareholding Notification' (MRQ) is also plausible if the focus is purely on the percentage held. However, Form 8.3 is fundamentally about dealing disclosure during an offer period. In the context of the provided definitions, 'Director's Dealing' (DIRS) is the most appropriate category for mandatory disclosure of security interests/transactions by involved parties, even if the discloser isn't strictly a director, as it captures insider/significant transaction reporting. If this were a general change in ownership above a threshold outside a takeover context, MRQ would fit better. Given the explicit reference to the Takeover Code and dealing, DIRS is selected as the best fit among the choices for insider/related party transaction reporting.
2020-07-07 English
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Director's Dealing Classification · 95% confidence The document is explicitly titled 'Form 8.3 - PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' and references 'Rule 8.3 of the Takeover Code'. This form relates to insider dealings or significant ownership changes during a takeover scenario. Among the provided categories, 'Director's Dealing (Code: DIRS)' is the closest fit as it covers personal share transactions by executives/insiders, although this specific form (Form 8.3) is highly specialized for takeover contexts. Since there is no specific code for 'Takeover Disclosure of Interests/Dealings', and it involves reporting transactions by a party with significant interest (Baader Bank AG), DIRS is the most appropriate classification for insider/significant shareholder transaction reporting, even though it is triggered by a takeover context. It is not a general regulatory filing (RNS) because it is a very specific disclosure type.
2020-07-06 English
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Director's Dealing Classification · 95% confidence The document is explicitly titled "Form 8.3 – Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE" and references "Rule 8.3 of the Takeover Code". This form relates to insider dealings or significant ownership changes during a takeover scenario. Among the provided classifications, "Director's Dealing (Code: DIRS)" is the closest fit, as it covers reports of personal share transactions by executives/insiders, although Form 8.3 is specifically mandated by the UK Takeover Code for parties involved in an offer. Since there is no specific code for 'Takeover Code Disclosure' or 'Insider Dealing Disclosure' outside of DIRS, and this document details ownership and transactions (dealings) by an interested party (Baader Bank AG) in the securities of an offeree (Williams Grand Prix Holdings PLC), DIRS is the most appropriate category for reporting insider/significant party transactions.
2020-07-06 English

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