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Baader Bank AG — Investor Relations & Filings

Ticker · BWB ISIN · DE0005088108 LEI · 529900JFOPPEDUR61H13 F Financial and insurance activities
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Filings indexed 922 across all filing types
Latest filing 2020-08-13 Regulatory Filings
Country DE Germany
Listing F BWB

About Baader Bank AG

https://www.baaderbank.de/Home-365

Baader Bank AG is a European partner for investment and banking services, operating as a family-run, full-service bank. The company's business model integrates trading and banking on a single high-performance platform, providing secure, automated, and scalable access to capital markets. Core activities encompass Market Making, Brokerage, Capital Markets, Fund Services, Account Services, and Research. As a prominent market maker, it services over 800,000 securities on various trading platforms. The Capital Markets division advises on IPOs and equity and debt transactions. The bank's services cater to a diverse client base, leveraging its extensive experience in securities trading and capital market access.

Recent filings

Filing Released Lang Actions
Baader Bank launches the Baader Europe research platform - more than 600 European values are now available via a consolidated interactive platform
Regulatory Filings Classification · 100% confidence The document is a press release announcing the launch of a new research platform ('Baader Europe research platform') by Baader Bank AG. It is disseminated via DGAP-News, which typically handles corporate news and press releases. The content focuses on a new service offering (research consolidation) rather than mandatory financial reporting (like 10-K, IR, ER) or shareholder actions (like AGM, DIV, DVA). Since it is a general corporate announcement that doesn't fit the specific categories like Earnings Release (ER) or Capital Update (CAP), it falls best under the general regulatory/corporate announcement category, which is RNS (Regulatory Filings) as the fallback for miscellaneous corporate news not covered elsewhere, or potentially a general announcement if RNS is reserved strictly for mandatory exchange filings. Given the nature of DGAP distribution for general news, RNS is the most appropriate catch-all for non-standard corporate updates.
2020-08-13 English
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Regulatory Filings Classification · 90% confidence The document is explicitly titled 'Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' and references 'Rule 8.3 of the Takeover Code'. This form is used to disclose interests and dealings in securities during a takeover offer. This type of disclosure relates to insider transactions or significant ownership changes during a corporate action, specifically a takeover bid involving Williams Grand Prix Holdings PLC. While it involves director/insider activity (similar to DIRS), the specific context of a Takeover Code disclosure (Form 8.3) is not explicitly covered by the provided definitions (AGM-R, 10-K, AR, MANG, CT, CAP, DVA, DLST, DIRS, ER, SR, XLSX, FS, CGR, IRAT, IR, IP, LTR, TAR, MRQ, MDA, NAV, DIV, PSI, RNS, DEF 14A, RPA, SHA, POS). Director's Dealing (DIRS) covers personal share transactions by directors. This document details dealings by Baader Bank AG in relation to a takeover target. Since the document is a specific regulatory filing concerning interests in securities during a takeover, and there is no specific code for 'Takeover Disclosure' or 'Insider Dealing during a Bid', the most appropriate fallback category is 'Regulatory Filings' (RNS), as it is a mandatory disclosure under the Takeover Code, disseminated via EQS Group, and does not fit the other specific categories like M&A Activity (TAR) which usually covers the proposal/bid itself, or DIRS which is broader insider trading. However, upon reviewing the definitions, 'Director's Dealing' (DIRS) is for 'Report of personal share transactions by company directors and executives (insider trades)'. While Baader Bank is an institution, the disclosure is about its position and dealings in the target company's securities, which is a form of insider/significant shareholder activity during a corporate event. Given the options, RNS (Regulatory Filings) is the safest general classification for a specific, non-standard regulatory form like Form 8.3 that doesn't map perfectly elsewhere, especially since it is disseminated as a 'Regulatory Announcement'.
2020-08-12 English
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Regulatory Filings Classification · 98% confidence The document is explicitly titled "Form 8.3 – Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE" and references "Rule 8.3 of the Takeover Code". This form relates to disclosures required when a party involved in a takeover bid (offeror or offeree) holds or deals in securities. This type of disclosure, concerning insider dealings or significant ownership changes related to a takeover, is a specific regulatory filing. While it involves director/insider activity (like DIRS), the context is specifically tied to a takeover bid (Williams Grand Prix Holdings PLC) and mandated by the Takeover Code, making it a specialized regulatory disclosure. It is not a general Director's Dealing report (DIRS) which typically covers routine insider transactions, nor is it a general Regulatory Filing (RNS). Given the options, the closest fit for a specific, mandatory disclosure related to ownership changes during a corporate action (takeover) that isn't explicitly covered by other categories like DIV, SHA, or M&A (TAR), falls best under the general regulatory disclosure category, RNS, or potentially DIRS if we interpret 'Director's Dealing' broadly to include significant holders/controllers involved in takeovers. However, Form 8.3 is a specific disclosure under the Takeover Code, which is a type of regulatory filing. Since there is no specific 'Takeover Disclosure' code, and it details dealings/positions, it is a specific regulatory announcement. Given the options, RNS (Regulatory Filings) is the most appropriate fallback for a specific, non-standard SEC/local exchange filing that doesn't fit the other precise definitions, although it strongly relates to insider activity. Upon review, DIRS covers 'Report of personal share transactions by company directors and executives (insider trades)'. Form 8.3 is an insider disclosure related to a takeover. Since the document details specific dealings and positions by a major holder/controller (Baader Bank AG) in relation to an offer, it aligns closely with insider trading/dealing disclosures. However, DIRS is usually for Form 4/Form 5 equivalents in the US context, whereas this is a UK Takeover Code disclosure. Given the highly specific nature of the form (Rule 8.3), and the lack of a dedicated 'Takeover Disclosure' code, RNS is the safest general regulatory category, but DIRS captures the essence of reporting insider/significant holder dealings. Let's re-evaluate: DIRS is for directors/executives. Baader Bank AG is an institution acting as a sponsor/market maker, disclosing its position. This is a mandatory disclosure under the Takeover Code, which is a regulatory requirement. RNS is the best fit for miscellaneous regulatory announcements not covered elsewhere.
2020-08-12 English
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Director's Dealing Classification · 98% confidence The document is explicitly titled 'Form 8.3 - PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' and references 'Rule 8.3 of the Takeover Code'. This form relates to insider transactions or significant ownership changes concerning a takeover target (Williams Grand Prix Holdings PLC). This type of filing, which reports personal share transactions by executives or major shareholders, aligns most closely with the 'Director's Dealing' category (DIRS), although it is specifically a Takeover Code disclosure rather than a standard insider trading report (like Form 4 in the US). Since DIRS covers 'Report of personal share transactions by company directors and executives (insider trades)', and this is a mandatory disclosure of a significant position/dealing during a potential takeover scenario, DIRS is the most appropriate fit among the provided codes. It is not an Earnings Release (ER), Annual Report (10-K), or a general Regulatory Filing (RNS), as it is highly specific.
2020-08-11 English
Form 8.3 - Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Major Shareholding Notification Classification · 99% confidence The document is explicitly titled "Form 8.3 – Baader Bank AG: PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE" and references "Rule 8.3 of the Takeover Code". This form relates to disclosures required during a takeover situation concerning an offeror or offeree (Williams Grand Prix Holdings PLC). Disclosures regarding personal share transactions by directors and executives are classified as 'Director's Dealing' (DIRS). While this specific form relates to a major shareholder's dealing during a potential takeover context, the core activity is reporting insider/significant shareholder transactions. Given the provided definitions, 'Director's Dealing' (DIRS) is the closest fit for reporting personal share transactions by individuals/entities with significant interests, even though this is a specific regulatory form (Form 8.3) related to a takeover. However, since the document details the 'Interests and short positions' and 'Dealings' of a major shareholder (Baader Bank AG) in relation to an offer, it falls under the scope of insider/significant ownership changes. 'Director's Dealing' (DIRS) is the most appropriate category among the choices for reporting personal share transactions by insiders/major holders, as opposed to a general regulatory filing (RNS) or a major shareholding notification (MRQ) which usually reports crossing thresholds, not the detailed dealing itself during an offer period.
2020-08-11 English
Präsentation zur Rede des Vorstandsvorsitzenden zur Hauptversammlung 2020
AGM Information Classification · 98% confidence The document text explicitly states it is the 'Rede des Vorstandsvorsitzenden' (Speech of the CEO) for the 'Ordentliche (virtuelle) Hauptversammlung 2020' (Ordinary (virtual) General Meeting 2020) of Baader Bank Aktiengesellschaft, dated August 11, 2020. This content—a speech delivered during the Annual General Meeting—directly corresponds to the definition of AGM Information (Code: AGM-R). Although it contains financial highlights (1. HJ 2020 Financials), the primary context and framing are tied to the AGM presentation.
2020-08-11 German

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