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ArrowMark Financial Corp. — Investor Relations & Filings

Listed
Ticker · BANX ISIN · US8617801043 LEI · 549300IG3L8MH4JMIN52 US Financial and insurance activities
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Filings indexed 381 across all filing types
Latest filing 2026-05-06 Proxy Solicitation & In…
Country US United States of America
Listing US BANX · 5 venues

About ArrowMark Financial Corp.

https://ir.arrowmarkfinancialcorp.com/

ArrowMark Financial Corp. is a non-diversified, closed-end management investment company. Its primary investment objective is to provide shareholders with current income. The company pursues this objective by investing primarily in a portfolio of banking-related assets, with a focus on regulatory capital securities issued by financial institutions. The investment portfolio spans institutions from community banks to global money center banks and includes asset classes such as term loans, structured debt, and regulatory capital relief securities. The company intends to invest at least 80% of its net assets in these types of assets. The fund is managed by ArrowMark Asset Management LLC.

Recent filings

Filing Released Lang Actions
DEF 14A - ArrowMark Financial Corp. (0001578987) (Filer)
Proxy Solicitation & Information Statement
2026-05-06 English
497AD - ArrowMark Financial Corp. (0001578987) (Filer)
Interim / Quarterly Report Classification · 95% confidence The document is a detailed quarterly update for ArrowMark Financial Corp. (BANX), a closed-end fund listed on NASDAQ. It includes extensive financial data, portfolio performance, investment strategy, distribution yields, NAV and market price history, and key personnel information. The document references the 4Q 2025 period and contains substantive financial data and analysis, not just an announcement or summary. It is filed pursuant to Rule 497(a) and Rule 497ad, which are related to quarterly updates for closed-end funds. Given the comprehensive financial content for a quarter, this fits the definition of an Interim / Quarterly Report (IR).
2026-03-18 English
8-K Filing
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a Current Report used to announce major events that shareholders should know about. The content describes the entry into a material definitive agreement related to a rights offering, including dealer manager, subscription agent, and information agent agreements. It also mentions the commencement of the rights offering and includes exhibits such as agreements and legal opinions. There are no financial statements or detailed financial results presented, nor is this an annual or quarterly report. The document is not a proxy statement, earnings release, or management discussion. The primary focus is on a capital raising event through a rights offering, which fits the category of Capital/Financing Update (CAP). The document length is over 6,700 characters, indicating it is a substantive filing rather than a brief announcement. Therefore, the correct classification is Capital/Financing Update (CAP).
2026-01-28 English
424B2 Filing
Capital/Financing Update Classification · 95% confidence The document is a Prospectus Supplement dated January 22, 2026, related to a rights offering of common stock by ArrowMark Financial Corp. It details the terms of the offer, subscription price, sales load, investment objectives, and strategy of the Fund. The document is focused on capital raising through issuance of new shares to existing shareholders via transferable rights. It is not a financial report, earnings release, or management discussion. It is a detailed announcement and explanation of a capital raising event involving share subscription rights. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is substantial (15,000 characters), indicating it is not a mere announcement but a detailed supplement to a prospectus. Hence, the classification is CAP with high confidence.
2026-01-22 English
SCHEDULE 13G Filing
Major Shareholding Notification
2026-01-15 English
Capital/Financing Update 2026
Capital/Financing Update Classification · 95% confidence The document is a press release announcing the terms of a rights offering by ArrowMark Financial Corp. It details the board's approval, subscription terms, record dates, pricing formula, and distribution information related to the rights offering. There is no financial statement, quarterly or annual report, or detailed financial analysis included. The document is primarily an announcement of a capital raising event through a rights offering, which fits the category of Capital/Financing Update (CAP). The document length is sufficient and contains substantive information about the financing activity, not just a brief notice or regulatory filing. Therefore, the appropriate classification is CAP with high confidence.
2026-01-13 English

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